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Hear direct from the FCA!
Paul Rich Prudential Business Unit FINANCIAL CONDUCT AUTHORITY (FCA)

 

 

Hear Paul Rich from the FCA present a session on:


Feedback on CRD IV / CRR

Implementation and Way Ahead for

 

Capital Requirements for

Investment Firms

Investment Firm case studies from:
Investment Firm case studies from:
Tomas Hazleton Head of Corporate & Operational Risk THREADNEEDLE INVESTMENTS
Gaelle De Sola Senior Risk Officer INVESCO PERPETUAL
Orlagh Culliton Head of UK Operational Risk AXA INVESTMENT MANAGERS
Darren Nicholls Head of Risk - UK GAM
Investment Firms experience from:
Investment Firms experience from:
Richard Bernstein Head of Risk CLOSE BROTHERS ASSET MANAGEMENT
Fabrizio Galvez Director of Operational Risk MERRILL LYNCH WEALTH MANAGEMENT
Martina Murphy Finance Director CHARLES STANLEY & CO
Ana Maria Sanchez Castillo Operational Risk Manager KLEINWORT BENSON INVESTORS DUBLIN
Don't miss the associated workshop:
Capital Requirements for Investment Firms forum - ICAAP and Stress Testing into Business Management workshop
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7 case studies from investment firms...

Pillar 2 operational risk calculation
Wind-down enhancements in ICAAP
Reverse tress testing developments
• Setting & monitoring KRIs

14 differing investment firms speaking...

• Quantifying risk appetite
Pillar 2 calculation methods
COREP / FINREP implementation
Pillar 3 content
Insurance & the ICAAP

20 sector specific risk & capital experts...

AIFMD capital & reporting
• Meeting use test expectations
Pillar 1 stress testing
Stress testing across risk types

FCA feedback on key areas of concern...

CRD IV & CRR
ICAAP
ILAA
SREP

Capital Requirements for Investment Firms Forum 2014 - the only capital management event specifically designed for investment firms

Hear how these 14 investment firms have tackled the challenges your firm faces:

• Invesco Perpetual • M&G Investments • GAM • Architas • KCG Europe • AXA Investment Management • Threadneedle • Cantor Fitzgerald / BGC Partners • Charles Stanley & Co. • Close Brothers Asset Management • Kleinwort Benson Investors Dublin • Merrill Lynch Wealth Management • Pershing

See the Capital Requirements in Investment Firms latest agenda for more information.

With 7 practical case studies from investment firms covering:

  • Practical Experience on Meeting Wind-Down Requirements in the ICAAP
  • Reverse Stress Testing: Developments in Approach and Methodology
  • Examining Methods for Calculating Pillar 2 Operational Risk Capital under ICAAP
  • Examining the Use of Differing Methodologies for Pillar 2 Calculation
  • Practical Insights into Setting and Monitoring Key Risk Indicators (KRI)
  • Addressing the Challenges of Quantifying and Embedding Risk Appetite in the Business

  • Meeting Use Test Expectations for Integrating Stress Testing and the ICAAP into Business Strategy and Management

Plus, 9 investment firms on the two practical panel sessions covering:

  • Day 1: Regulatory Interaction and Challenges in Meeting Capital Adequacy Challenges
  • Day 2: Organisational and Business Challenges of Meeting from Capital Adequacy Expectations

Also attend the associated workshop:

Meeting Use Test Expectations Integrating
ICAAP & Stress Testing
into Business Management

Workshop • 30 Janury 2014 • Central London

Attending this unique and highly practical workshop will enable you to:

Explore ways of:
• Enhancing ICAAP in light of Regulatory feedback
• Meeting Use test expectations via the ICAAP
• Developing stress & scenario analysis
• Addressing operational risk modelling
• Avoiding corporate ICAAP fatigue

WORKSHOP LEADER



ANDREW BRAND
Head of Operational Risk
CLOSE BROTHERS

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