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Hear direct from the FCA!
Paul Rich Prudential Business Unit FINANCIAL CONDUCT AUTHORITY (FCA)

 

 

Hear Paul Rich from the FCA present a session on:


Feedback on CRD IV / CRR

Implementation and Way Ahead for

 

Capital Requirements for

Investment Firms

Investment Firm case studies from:
Investment Firm case studies from:
Tomas Hazleton Head of Corporate & Operational Risk THREADNEEDLE INVESTMENTS
Gaelle De Sola Senior Risk Officer INVESCO PERPETUAL
Orlagh Culliton Head of UK Operational Risk AXA INVESTMENT MANAGERS
Darren Nicholls Head of Risk - UK GAM
Investment Firms experience from:
Investment Firms experience from:
Fabrizio Galvez Director of Operational Risk MERRILL LYNCH WEALTH MANAGEMENT
Ana Maria Sanchez Castillo Operational Risk Manager KLEINWORT BENSON INVESTORS DUBLIN
Richard Bernstein Head of Risk CLOSE BROTHERS ASSET MANAGEMENT
Martina Murphy Finance Director CHARLES STANLEY & CO
Don't miss the associated workshop:
Capital Requirements for Investment Firms forum - ICAAP and Stress Testing into Business Management workshop
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7 case studies from investment firms...

Pillar 2 operational risk calculation
Wind-down enhancements in ICAAP
Reverse tress testing developments
• Setting & monitoring KRIs

14 differing investment firms speaking...

• Quantifying risk appetite
Pillar 2 calculation methods
COREP / FINREP implementation
Pillar 3 content
Insurance & the ICAAP

20 sector specific risk & capital experts...

AIFMD capital & reporting
• Meeting use test expectations
Pillar 1 stress testing
Stress testing across risk types

FCA feedback on key areas of concern...

CRD IV & CRR
ICAAP
ILAA
SREP

Capital Requirements for Investment Firms Forum 2014 - the only capital management event specifically designed for investment firms

Hear how these 14 investment firms have tackled the challenges your firm faces:

• Invesco Perpetual • M&G Investments • GAM • Architas • KCG Europe • AXA Investment Management • Threadneedle • Cantor Fitzgerald / BGC Partners • Charles Stanley & Co. • Close Brothers Asset Management • Kleinwort Benson Investors Dublin • Merrill Lynch Wealth Management • Pershing

See the Capital Requirements in Investment Firms latest agenda for more information.

With 7 practical case studies from investment firms covering:

  • Practical Experience on Meeting Wind-Down Requirements in the ICAAP
  • Reverse Stress Testing: Developments in Approach and Methodology
  • Examining Methods for Calculating Pillar 2 Operational Risk Capital under ICAAP
  • Examining the Use of Differing Methodologies for Pillar 2 Calculation
  • Practical Insights into Setting and Monitoring Key Risk Indicators (KRI)
  • Addressing the Challenges of Quantifying and Embedding Risk Appetite in the Business

  • Meeting Use Test Expectations for Integrating Stress Testing and the ICAAP into Business Strategy and Management

Plus, 9 investment firms on the two practical panel sessions covering:

  • Day 1: Regulatory Interaction and Challenges in Meeting Capital Adequacy Challenges
  • Day 2: Organisational and Business Challenges of Meeting from Capital Adequacy Expectations

Also attend the associated workshop:

Meeting Use Test Expectations Integrating
ICAAP & Stress Testing
into Business Management

Workshop • 30 Janury 2014 • Central London

Attending this unique and highly practical workshop will enable you to:

Explore ways of:
• Enhancing ICAAP in light of Regulatory feedback
• Meeting Use test expectations via the ICAAP
• Developing stress & scenario analysis
• Addressing operational risk modelling
• Avoiding corporate ICAAP fatigue

WORKSHOP LEADER



ANDREW BRAND
Head of Operational Risk
CLOSE BROTHERS

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