Introduction to FSA Regulation & Compliance

Charles Meade-King is is a solicitor and compliance professional with over 25 years experience in the financial services industry, including roles at board and senior level for Alliance & Leicester, Inter-Alliance and London Life. During this time Charles has developed considerable expertise in risk management, compliance, company secretarial, legal services and general management. He has been responsible for compliance teams, as well as Training and Competence and training functions, and successfully undergone many regulatory inspection visits. More recently Charles has advised numerous businesses on Financial Services Authority regulatory issues and developments, and how to modify and adapt their strategy and procedures accordingly. Charles is member of the Law Society, a Fellow of the Compliance Institute and a director and council Member of the Association of Professional Compliance Consultants.