- email:custserv@infoline.org.uk
- phone:+44 (0) 20 7017 7702
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Practical Guidance on Preventing
Market Abuse and Insider Dealing
Including an Update on Revisions to the EU Market Abuse Directive
21 March 2013
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| Including an update on Revisions to the EU Market Abuse Directive |
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What constitutes market abuse & Insider dealing under the current regime(s)
- UK regulatory requirements
- International standards and regimes
Revision of the EU Market Abuse Directive
- Tracing the future from 'MAD' to 'MAR'
- What firms can do now to prepare
Round-table discussions of specific ‘incidents’
- UK & US enforcement cases
- Drawing out lessons for firms
Risk assessment, policies and procedures
- Reporting suspected Market Abuse/Insider Dealing
- Dealing with breaches of controls
Other Events That Will Interest You
A Practical Introduction to
Compliance Monitoring & Risk Assessment
10 Jul 2013 - 11 Jul 2013
London, UK, Venue TBC
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Media Partners
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