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Upcoming Events

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US Regulation for European Fund Managers
The 2014 Conference on

US Regulation for European Asset Managers

5 November 2014
Grange Tower Bridge Hotel

Examine how unfolding US legislation affects the business affairs of EU firms with US clients - or those firms doing business in the US

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Meet the Experts International Financial Reporting Event
16th Annual

Meet The Experts

10 November 2014
The Lancaster London

Addressing the latest developments at the IASB, FASB and the European and International Regulators

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World Bribery & Corruption Compliance Conference
IBC Legal's 5th Annual

World Bribery & Corruption Compliance Conference 2014

11 - 14 November 2014
Millennium Hotel London Knightsbridge

Avoid the penalties & risks and cut the costs of achieving compliance

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Approved Persons under the FCA/PRA Workshop

Approved Persons under the FCA/PRA

18 November 2014
London, UK, Venue TBC

Complying with the New PRA & FCA Regimes for Approved Persons

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Senior Management Accountability & Remuneration course

Senior Management Accountability & Remuneration

19 November 2014
London, UK, Venue TBC

Workshop introducing delegates to the new FCA and PRA Senior Management and Certification Regime (SM&CR) and how to manage its implications for the firms

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Operational Tax for Investment Managers Conference
The 3rd Annual Practitioners' Forum on:

Operational Tax for Investment Managers

25 - 26 November 2014
Grange City Hotel, London

Two day conference addressing the latest business challenges in managing Operational Tax

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HR Oversight of Individual Accountability training course

HR Oversight of Individual Accountability

27 November 2014
London, UK, Venue TBC

Workshop for HR professionals in Banks, to outline the impact of the new accountability regime for HR professionals

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Defined Contribution Governance Conference 2014
Infoline presents

DC PENSIONS GOVERNANCE 2014

2 - 5 December 2014
Central London

Providing practical solution to meeting the April 2015 and 2016 regulatory deadlines for DC Governance

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Managing Client Money and Custody Assets

Managing Client Money and Custody Assets

2 - 3 December 2014
London, UK, Venue TBC

PS14/9 Implementation Approaches

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Fund Marketing and Distribution Conference
IIR Presents the 5th Annual

Fund Marketing & Distribution 2014

2 - 3 December 2014
SWIFT Office London

Refining your Distribution & Product Strategies to Tap into Commercial Opportunities and Meet Regulatory Demands

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Social Media and Financial Services Conference
The 2014 Industry Practitioners’ Forum on

Social Media and Financial Services

3 December 2014
London, UK, Venue TBC

Implement a Market Leading & Compliant Social Media Strategy

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Introduction to Retail Conduct Risk under the FCA workshop

Retail Conduct Risk under the FCA

3 December 2014
London, UK, Venue TBC

1 day workshop introducing the Main Principles of Conduct Risk

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Compliance Management Information & Reporting Workshop
Hands-on Approaches to Providing Meaningful & Effective

Compliance Management Information & Reporting

4 December 2014
London, UK, Venue TBC

Hands-on approaches to providing meaningful and effective compliance and M.I. reporting for compliance professionals

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Intro to FCA Regulation and Compliance Training course
Introduction to

FCA Regulation and Compliance

9 - 10 December 2014
London, UK, Venue TBC

Incorporating all recent consultation and changes to introduce the new regulatory architecture

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Operational Risk Fundamentals & Modelling Training Courses
Infoline presents:

Op Risk Fundamentals & Op Risk Modelling Introduction

9 - 10 December 2014
London, UK, Venue TBC

Two separate and highly practical one day training courses on consecutive days focusing on Operational Risk in Financial Services.

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V-FI Americas:Valuation of Financial Instruments Conference
Infoline Presents:

Valuation of Financial Instruments Americas 2014

9 - 10 December 2014
Convene, New York

This Forum will bring together leading industry figures to address the latest developments in the valuation of financial instruments in the US market

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Lloyds Market Conduct Conference
The 2014 Industry Practitioners Forum on

Lloyd's Market Conduct

9 - 11 December 2014
London, UK, Venue TBC

Linking Market Practices to Fair Outcomes for Customers

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Platform Strategy & Operations Conference
The Infoline Forum on:

2014 Platform Strategy & Operations

9 December 2014
London, UK, Venue TBC

An in-depth look at the latest strategic and regulatory issues

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SIPP Operations & Compliance Conference
Infoline Presents:

SIPP Operations & Compliance 2014

10 December 2014
London, UK, Venue TBC

A key regulatory update for SIPP providers, including the new and controversial FSA disclosure regime

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IFRS 9 Implementation Conference
4th annual Conference

IFRS 9 Implementation

10 - 11 December 2014
London, UK, Venue TBC

Tracing recent developments & emerging best practice in implementing IFRS 9

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Financial Regulatory Reporting for Lloyds Syndicates Course
An Introduction to

Financial & Regulatory Reporting for Lloyds Syndicates

10 December 2014
London, UK, Venue TBC

An introduction ot the specific reporting obligations facing insurers operating in the Lloyd's insurance market

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Prudential Regulation of Insurers Training Course

Prudential Regulation of Insurers

11 December 2014
London, UK, Venue TBC

A technical update and summary of recent developments in prudential supervision of insurers

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CRD IV Operationalisation Conference London
Infoline’s 4rd Annual Industry Forum:

CRD IV Operating Models 2015

21 - 23 January 2015
London, UK, Venue TBC

Implementing the latest BIS guidance and practical strategies for the Capital Requirements Direcitve

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Anti-Money Laundering, Financial Crime and Sanctions Forum
The 2015 Industry Practioners' Forum on

Anti-Money Laundering, Financial Crime and Sanctions Risk

27 - 28 January 2015
Central London

JUST RELEASED

Explore where international regulation currently stands on AML and sanctions and where it's heading.

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Solvency II Buy Side Implications Conference
The Infoline 2015 Forum on:

Solvency II Buy-Side Implications: Asset Management & ...

27 - 28 January 2015
London, venue tbc

Unravelling Investmnet Strategies and Data Requirements

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Past Events

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GFD: Global Fund Distribution London 2014 Conference

9 - 10 September 2014
Millennium Gloucester Hotel, London Kensington
More Info

Infoline's

Understanding SYSC 2014

16 September 2014
The Bloomsbury Hotel, London
More Info

The 5th Annual Conference

ICAAP & Stress Testing for Investment Firms

17 September 2014
Grange Tower Bridge Hotel
More Info

A Technical and Practical Approach to

Root Cause Analysis for Compliance 2014

17 September 2014
Radisson Blu Portman Hotel London
More Info

The 5th Annual Conference

Operational Risk for Investment Firms

18 September 2014
The Hatton, London
More Info

Asset Reporting under Solvency II Pillar 3

18 September 2014
Radisson Blu Portman Hotel London
More Info

Practical Guide to the FCA's New

IFPRU & CRR Sourcebook

23 September 2014
The Bloomsbury Hotel, London
More Info

Risk Data Summit

24 - 25 September 2014
Crowne Plaza London - The City
More Info

Compliance Monitoring & Assurance Strategy

CMAS 2014

24 - 25 September 2014
St Ermin’s Hotel
More Info

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9th Annual

Stress Testing and Operational Risk for Insurers

1 - 3 October 2014
etc. Venues, The Hatton, London, United Kingdom
More Info

A concise introduction to FCA Regulation of

Financial Promotions

14 October 2014
The Hatton, London
More Info

Infoline's

Bank Governance conference 2014

14 October 2014
Crowne Plaza London - The City
More Info

GFD: Global Fund Distribution Asia 2014 Conference

21 - 22 October 2014
The Excelsior Hotel, Hong Kong
More Info

An Introduction to

PRIN: FCA & PRA Principles for Business

21 October 2014
etc. Venues, The Hatton, London, United Kingdom
More Info

4th Annual Industry Practitioners Forum on

Client Assets Protection

29 - 31 October 2014
The Bloomsbury Hotel, London
More Info

The 3rd Annual

Solvency II Reporting for Insurers Conference

29 October 2014
Radisson Blu Portman Hotel London
More Info

The 6th Annual

Outsourcing in Financial Services Summit 2014

29 October 2014
etc. Venues, The Hatton, London, United Kingdom
More Info

The 11th Annual Practitioners Forum on

IFRS & Financial Accounting for Insurers

30 October 2014
The Hatton, London
More Info

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