Welcome. If you're a registered user, please log-in. If not, please sign-up.
..

Upcoming Events

..
..
Understanding SYSC Training Course
Infoline's

Understanding SYSC 2014

16 September 2014
London, UK, Venue TBC

Demonstrating Product Governance Under the FCA - One Day Workshop Covering Risk, Suitability, Testing , Manufacture and Review

More Info
Download Latest Programme
Register for this Event

ICAAP & Stress Testing for Investment Firms Conference
The 5th Annual Conference

ICAAP & Stress Testing for Investment Firms

17 September 2014
Central London

ICAAP & Stress Testing for Investment Firms Conference

More Info
Download Latest Programme
Register for this Event

Root Cause Analysis for Compliance Training Course
A Technical and Practical Approach to

Root Cause Analysis for Compliance 2014

17 September 2014
London, UK, Venue TBC

Demonstrating Product Governance Under the FCA - One Day Workshop Covering Risk, Suitability, Testing , Manufacture and Review

More Info
Download Latest Programme
Register for this Event

Operational Risk for Investment Firms Conference
The 5th Annual Conference

Operational Risk for Investment Firms

18 September 2014
Central London

Operational Risk for Investment Firms Conference

More Info
Download Latest Programme
Register for this Event

Practical Guide to the New IFPRU & CRR Sourcebook
Practical Guide to the FCA's New

IFPRU & CRR Sourcebook

23 September 2014
London, UK, Venue TBC

Introduction to the FCA's New IFPRU Sourcebook

More Info
Download Latest Programme
Register for this Event

Compliance Monitoring & Assurance Strategy
Compliance Monitoring & Assurance Strategy

CMAS 2014

24 - 25 September 2014
London, UK, Venue TBC

Align Your Business with the New Regulatory Architecture and Approach

More Info
Download Latest Programme
Register for this Event

..
..
..
..
Financial Promotions Training Course
A concise introduction to FCA Regulation of

Financial Promotions

14 October 2014
London, UK, Venue TBC

Best Practice Approaches to Compliant Marketing in Financial Services

More Info
Download Latest Programme
Register for this Event

Compliance Responsibilities of Providers and Distributors
A Practical Introduction to

Compliance Responsibilities of Providers and Distributors

15 October 2014
London, UK, Venue TBC

Understand the division of responsibilities between providers and distributors under the FCA

More Info
Download Latest Programme
Register for this Event

PRIN training course
An Introduction to

PRIN: FCA & PRA Principles for Business

21 October 2014
London, UK, Venue TBC

JUST RELEASED

PRIN training course

More Info
Download Latest Programme
Register for this Event

Client Assets Protection Conference 2014
The 2014 Conference on

Client Assets Protection

29 - 31 October 2014
London, UK, Venue TBC

JUST RELEASED

The latest regulatory and operational guidance on Client Assets & Client Money Protection

More Info
Download Draft Agenda
Register for this Event

..
..
World Bribery & Corruption Compliance Conference
IBC Legal's 5th Annual

World Bribery & Corruption Compliance Conference 2014

11 November 2014
London, UK, Venue TBC

Avoid the penalties & risks and cut the costs of achieving compliance

More Info
Download Draft Agenda
Register for this Event

..

..

Past Events

..
..
..
..
A concise and practical introduction to

UCITS Fund Administration

30 April - 1 May 2014
Radisson Blu Portman Hotel London
More Info

A Practical Introduction to Managing the Risks of

Outsourcing in Financial Services

30 April - 1 May 2014
Grange Tower Bridge Hotel
More Info

..
..
..
..

Approved Persons under the FCA/PRA

12 May 2014
etc. Venues, The Hatton, London, United Kingdom
More Info

Hands-on Approaches to Providing Meaningful & Effective

Compliance Management Information & Reporting

13 May 2014
The Bloomsbury Hotel, London
More Info

Providing Effective

Compliance Oversight

14 May 2014
The Bloomsbury Hotel, London
More Info

A Practical Introduction to

Compliance Monitoring & Risk Assessment

21 - 22 May 2014
Radisson Edwardian Bloomsbury Street Hotel
More Info

Infoline's

Product Governance Under the FCA 2014

27 May 2014
etc. Venues, The Hatton, London, United Kingdom
More Info

..
..
..
..
Making effective use of

Key Risk Indicators

18 June 2014
The Bloomsbury Hotel, London
More Info

Infoline presents:

Risk Appetite in Financial Services

19 June 2014
The Bloomsbury Hotel, London
More Info

Risk Culture

20 June 2014
The Bloomsbury Hotel, London
More Info

IBC Legal's Inaugural

Global Compliance & Ethics Forum 2014

24 - 26 June 2014
Grange Tower Bridge Hotel
More Info

A Concise and Practical Introduction to

CF10a Healthcheck

25 June 2014
Radisson Blu Portman Hotel London
More Info

Retail Conduct Risk under the FCA

25 - 26 June 2014
etc venues - Dexter House, London, UK
More Info

Advanced Credit Risk Modelling,

30 June - 1 July 2014
etc. Venues, The Hatton, London, United Kingdom
More Info

..
..
..
..
Introduction to

FCA Regulation and Compliance

1 - 2 July 2014
London, UK, Venue TBC
More Info

Effectively Managing

Cyber Operational Risk

1 July 2014
The Hatton, London
More Info

3 Concise and Practical Introductions to

CASS for Wealth Managers, CASS 6 and CASS 7

2 - 3 July 2014
The Bloomsbury Hotel, London
More Info

Infoline's presents

Complaints Management in General Insurance 2014

2 - 3 July 2014
Radisson Blu Portman Hotel London
More Info

Infoline presents

Managing Conduct Risk in General Insurance 2014

9 July 2014
Bonhill House, London, UK
More Info

FCA Supervision & Enforcement Conference 2014

9 July 2014
Prospero House, London
More Info

Meeting Regulatory, Client & Business Expectations for

Independent Investment Risk Oversight

10 July 2014
Prospero House, London
More Info

Infoline presents

AIFM Directive Implementation

14 - 15 July 2014
Grange Tower Bridge Hotel
More Info

Infoline presents

Fund Strategies Post-AIFMD

16 July 2014
Grange Tower Bridge Hotel
More Info

..