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13 May 2014
A Regulatory & Technical Update on Solvency II Reporting
26 - 28 May 2014
Implementing the latest BIS guidance and practical strategies for the Capital Requirements Direcitve
"I would recommend anyone in a compliance role to attend this event."
"A very effective course. Both informative and enjoyable - it met all of my expectations."
Get to Grips with the Fundamentals of Operational and Regulatory Risk Management in Outsourcing Arrangements.
Establish operational best practice, compliance and risk controls
Complying with the New PRA & FCA Regimes for Approved Persons
Hands-on approaches to providing meaningful and effective compliance and M.I. reporting for compliance professionals
Providing Effective Compliance Oversight Under the FCA and PRA
Compliance monitoring and risk assessment - demonstrating a 'proactive' approach
Demonstrating Product Governance Under the FCA - One Day Workshop Covering Risk, Suitability, Testing , Manufacture and Review
Effective Internal Audit within the Financial Services Sector
Best Practice Approaches to Compliant Marketing in Financial Services
Ensuring compliance with FCA rules against inducements – hospitality, training, IT help and more…
Selecting, Managing, Measuring and Reporting on Key Risk Indicators
Hear the latest regulations and industry guidance on risk appetite
Strategic guidance on implementing and embedding successful risk culture across your business
An advanced update of all the latest developments in compliance, bringing together a large number of compliance officers, prosecutors and regulators
2 Days of Tutorials and Workshops Introducing the Main Principles of Conduct Risk
Board Responsibilities Under the FCA training course
The latest regulatory and operational guidance for CF10as
FCA Regulation of Consumer Credit training course
Enhance Basel models over two in-depth workshop days
Exploring methodologies and appraoches for managing, controlling and mitigating cyber threat and operational risk
Incorporating all recent consultation and changes to introduce the new regulatory architecture
3 workshops on CASS for Wealth Managers, CASS 6 Custody Assets and CASS 7 Client Money
Compliance, Trends & Systems Best Practice
Introduction to ICOBS training course
A Practical Workshop for FCA Regulated Firms
Independent Risk Oversight
Hear leading AIFMD practitioners and advisors cover your key topics in just one day.
Fund Strategies Post-AIFMD
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