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Upcoming Events

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Managing Client Money and Custody Assets

Managing Client Money and Custody Assets

2 - 3 December 2014
etc. Venues, The Hatton, London, United Kingdom

PS14/9 Implementation Approaches

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Introduction to Retail Conduct Risk under the FCA workshop

Retail Conduct Risk under the FCA

3 December 2014
Novotel London Tower Bridge

1 day workshop introducing the Main Principles of Conduct Risk

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Social Media and Financial Services Conference
The 2014 Industry Practitioners’ Forum on

Social Media and Financial Services

3 December 2014
Radisson Blu Portman Hotel London

Implement a Market Leading & Compliant Social Media Strategy

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Compliance Management Information & Reporting Workshop
Hands-on Approaches to Providing Meaningful & Effective

Compliance Management Information & Reporting

4 December 2014
Novotel London Tower Bridge

Hands-on approaches to providing meaningful and effective compliance and M.I. reporting for compliance professionals

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Intro to FCA Regulation and Compliance Training course
Introduction to

FCA Regulation and Compliance

9 - 10 December 2014
etc. Venues, The Hatton, London, United Kingdom

Incorporating all recent consultation and changes to introduce the new regulatory architecture

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Platform Strategy & Operations Conference
The Infoline Forum on:

2014 Platform Strategy & Operations

9 December 2014
Crowne Plaza London - The City

An in-depth look at the latest strategic and regulatory issues

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Lloyds Market Conduct Conference
The 2014 Industry Practitioners Forum on

Lloyd's Market Conduct

9 - 11 December 2014
Barbican Centre, Silk Street, London, EC2Y 8DS

Linking Market Practices to Fair Outcomes for Customers

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SIPP Operations & Compliance Conference
Infoline Presents:

SIPP Operations & Compliance 2014

10 December 2014
Radisson Blu Portman Hotel London

A key regulatory update for SIPP providers, including the new and controversial FSA disclosure regime

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Anti-Money Laundering, Financial Crime and Sanctions Forum
The 2015 Industry Practioners' Forum on

Anti-Money Laundering, Financial Crime and Sanctions Risk

27 - 28 January 2015
Central London

Explore where international regulation currently stands on AML and sanctions and where it's heading.

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Financial Promotions under COBS and BCOBS
A concise introduction to FCA Regulation of

Financial Promotions under COBS and BCOBS

11 February 2015
London, UK, Venue TBC

Best Practice Approaches to Compliant Marketing in Financial Services

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Financial Promotions under ICOBS, MCOB and CONC
A concise introduction to FCA Regulation of

Financial Promotions under ICOBS, MCOB and CONC

12 February 2015
London, UK, Venue TBC

Best Practice Approaches to Compliant Marketing in Financial Services

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Complaints Management in Financial Services Conference
The 14th Annual Financial Services

Complaints Management Forum

24 - 25 February 2015
Central London

This event will particularly look at using complaints data, improving customer services, staying compliant and managing risks associated with complaints management, e.g. outsourcing and online ...

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Past Events

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Infoline's

Understanding SYSC 2014

16 September 2014
The Bloomsbury Hotel, London
More Info

The 5th Annual Conference

ICAAP & Stress Testing for Investment Firms

17 September 2014
Grange Tower Bridge Hotel
More Info

A Technical and Practical Approach to

Root Cause Analysis for Compliance 2014

17 September 2014
Radisson Blu Portman Hotel London
More Info

The 5th Annual Conference

Operational Risk for Investment Firms

18 September 2014
The Hatton, London
More Info

Practical Guide to the FCA's New

IFPRU & CRR Sourcebook

23 September 2014
The Bloomsbury Hotel, London
More Info

Compliance Monitoring & Assurance Strategy

CMAS 2014

24 - 25 September 2014
St Ermin’s Hotel
More Info

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A concise introduction to FCA Regulation of

Financial Promotions

14 October 2014
The Hatton, London
More Info

An Introduction to

PRIN: FCA & PRA Principles for Business

21 October 2014
etc. Venues, The Hatton, London, United Kingdom
More Info

4th Annual Industry Practitioners Forum on

Client Assets Protection

29 - 31 October 2014
The Bloomsbury Hotel, London
More Info

The 6th Annual

Outsourcing in Financial Services Summit 2014

29 October 2014
etc. Venues, The Hatton, London, United Kingdom
More Info

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IBC Legal's 5th Annual

World Bribery & Corruption Compliance Conference 2014

11 - 14 November 2014
Millennium Hotel London Knightsbridge
More Info

Approved Persons under the FCA/PRA

18 November 2014
etc. Venues, The Hatton, London, United Kingdom
More Info

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