29 - 30 April 2014
A Uniquely Focused Conference Bringing Together Preparers, Standards Setters, Credit Risk Modellers and Auditors
30 April - 1 May 2014
Get to Grips with the Fundamentals of Operational and Regulatory Risk Management in Outsourcing Arrangements
"An excellent 'crash course' in Lloyd's reporting"
"Very informative event. Opportunity to ask questions relevant to business."
Incorporating all recent consultation and changes to introduce the new regulatory architecture
Understanding SYSC training course
Two separately bookable one day conferences on consecutive days addressing Wholesale Conduct Risk and Trade Monioring & Surveillance
The latest regulatory and operational guidance on Client Money Protection for Asset Managers
Personal Accountability & Risk Oversight Under the FCA/PRA
The latest regulatory and operational guidance on Client Money Protection
The latest regulatory and operational guidance on Client Money Protection for Banks
Get to Grips with the Fundamentals of Operational and Regulatory Risk Management in Outsourcing Arrangements.
Establish operational best practice, compliance and risk controls
Practical Application of FCA Rules Through Back and Middle Office Operations
Complying with the New PRA & FCA Regimes for Approved Persons
Hands-on approaches to providing meaningful and effective compliance and M.I. reporting for compliance professionals
Providing Effective Compliance Oversight Under the FCA and PRA
Compliance monitoring and risk assessment - demonstrating a 'proactive' approach
Demonstrating Product Governance Under the FCA - One Day Workshop Covering Risk, Suitability, Testing , Manufacture and Review
How Internal Audit Can Provide Assurance and Add Value in the New Risk Paradigm
Best Practice Approaches to Compliant Marketing in Financial Services
Ensuring compliance with FCA rules against inducements – hospitality, training, IT help and more…
The latest regulatory and operational guidance for CF10as
3 workshops on CASS for Wealth Managers, CASS 6 Custody Assets and CASS 7 Client Money
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