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Upcoming Events

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ICAAP & Stress Testing for Investment Firms Conference
The 5th Annual Conference

ICAAP & Stress Testing for Investment Firms

17 September 2014
Grange Tower Bridge Hotel

ICAAP & Stress Testing for Investment Firms Conference

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Root Cause Analysis for Compliance Training Course
A Technical and Practical Approach to

Root Cause Analysis for Compliance 2014

17 September 2014
Radisson Blu Portman Hotel London

Demonstrating Product Governance Under the FCA - One Day Workshop Covering Risk, Suitability, Testing , Manufacture and Review

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Operational Risk for Investment Firms Conference
The 5th Annual Conference

Operational Risk for Investment Firms

18 September 2014
The Hatton, London

Operational Risk for Investment Firms Conference

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Practical Guide to the New IFPRU & CRR Sourcebook
Practical Guide to the FCA's New

IFPRU & CRR Sourcebook

23 September 2014
The Bloomsbury Hotel, London

Introduction to the FCA's New IFPRU Sourcebook

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Compliance Monitoring & Assurance Strategy
Compliance Monitoring & Assurance Strategy

CMAS 2014

24 - 25 September 2014
St Ermin’s Hotel

Align Your Business with the New Regulatory Architecture and Approach

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Financial Promotions Training Course
A concise introduction to FCA Regulation of

Financial Promotions

14 October 2014
The Hatton, London

Best Practice Approaches to Compliant Marketing in Financial Services

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Compliance Responsibilities of Providers and Distributors
A Practical Introduction to

Compliance Responsibilities of Providers and Distributors

15 October 2014
London, UK, Venue TBC

Understand the division of responsibilities between providers and distributors under the FCA

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PRIN training course
An Introduction to

PRIN: FCA & PRA Principles for Business

21 October 2014
London, UK, Venue TBC

PRIN training course

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Outsourcing in Financial Services Conference
The 6th Annual

Outsourcing in Financial Services Summit 2014

29 October 2014
London, UK, Venue TBC

Obtain expert guidance on the entire outsourcing lifecycle - from selecting providers and running an effective procurement process, to recognising and managing FSA/FCA requirements and transitioning ...

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Client Assets Protection Conference 2014
4th Annual Industry Practitioners Forum on

Client Assets Protection

29 - 31 October 2014
The Bloomsbury Hotel, London

Meeting the FCA’s PS14/9 December Deadline

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World Bribery & Corruption Compliance Conference
IBC Legal's 5th Annual

World Bribery & Corruption Compliance Conference 2014

11 - 14 November 2014
Millennium Hotel London Knightsbridge

Avoid the penalties & risks and cut the costs of achieving compliance

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Approved Persons under the FCA/PRA Workshop

Approved Persons under the FCA/PRA

18 November 2014
London, UK, Venue TBC

Complying with the New PRA & FCA Regimes for Approved Persons

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Senior Management Accountability & Remuneration course

Senior Management Accountability & Remuneration

19 November 2014
London, UK, Venue TBC

JUST RELEASED

Workshop introducing delegates to the new FCA and PRA Senior Management and Certification Regime (SM&CR) and how to manage its implications for the firms

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HR Oversight of Individual Accountability training course

HR Oversight of Individual Accountabilitiy

27 November 2014
London, UK, Venue TBC

JUST RELEASED

Workshop for HR professionals in Banks, to outline the impact of the new accountability regime for HR professionals

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Introduction to Retail Conduct Risk under the FCA workshop

Retail Conduct Risk under the FCA

3 December 2014
London, UK, Venue TBC

1 day workshop introducing the Main Principles of Conduct Risk

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Compliance Management Information & Reporting Workshop
Hands-on Approaches to Providing Meaningful & Effective

Compliance Management Information & Reporting

4 December 2014
London, UK, Venue TBC

Hands-on approaches to providing meaningful and effective compliance and M.I. reporting for compliance professionals

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Intro to FCA Regulation and Compliance Training course
Introduction to

FCA Regulation and Compliance

9 - 10 December 2014
London, UK, Venue TBC

Incorporating all recent consultation and changes to introduce the new regulatory architecture

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Past Events

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Infoline presents:

Risk Appetite in Financial Services

19 June 2014
The Bloomsbury Hotel, London
More Info

Risk Culture

20 June 2014
The Bloomsbury Hotel, London
More Info

IBC Legal's Inaugural

Global Compliance & Ethics Forum 2014

24 - 26 June 2014
Grange Tower Bridge Hotel
More Info

A Concise and Practical Introduction to

CF10a Healthcheck

25 June 2014
Radisson Blu Portman Hotel London
More Info

Advanced Credit Risk Modelling,

30 June - 1 July 2014
etc. Venues, The Hatton, London, United Kingdom
More Info

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Effectively Managing

Cyber Operational Risk

1 July 2014
The Hatton, London
More Info

3 Concise and Practical Introductions to

CASS for Wealth Managers, CASS 6 and CASS 7

2 - 3 July 2014
The Bloomsbury Hotel, London
More Info

Infoline's presents

Complaints Management in General Insurance 2014

2 - 3 July 2014
Radisson Blu Portman Hotel London
More Info

Infoline presents

Managing Conduct Risk in General Insurance 2014

9 July 2014
Bonhill House, London, UK
More Info

FCA Supervision & Enforcement Conference 2014

9 July 2014
Prospero House, London
More Info

Meeting Regulatory, Client & Business Expectations for

Independent Investment Risk Oversight

10 July 2014
Prospero House, London
More Info

Infoline presents

AIFM Directive Implementation

14 - 15 July 2014
Grange Tower Bridge Hotel
More Info

Infoline presents

Fund Strategies Post-AIFMD

16 July 2014
Grange Tower Bridge Hotel
More Info

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Infoline's

Understanding SYSC 2014

16 September 2014
The Bloomsbury Hotel, London
More Info

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