29 - 30 April 2014
A Uniquely Focused Conference Bringing Together Preparers, Standards Setters, Credit Risk Modellers and Auditors
30 April - 1 May 2014
Get to Grips with the Fundamentals of Operational and Regulatory Risk Management in Outsourcing Arrangements
"Great introduction to the QRT’s and their impact on insurance company reporting cycles"
"Very informative sessions from a wide range of speakers with a variety of views"
Commercial Distribution Opportunities & Regulatory Compliance for Marketing Non-EU Funds into Europe
The latest regulatory and operational guidance on Client Money Protection for Asset Managers
Personal Accountability & Risk Oversight Under the FCA/PRA
A practical update for Listed Investment Funds including Investment Trusts, Offshore Investment Companies & Venture Capital Trusts
The latest regulatory and operational guidance on Client Money Protection
A one day annual update on CIS Tax
The latest regulatory and operational guidance on Client Money Protection for Banks
Get to Grips with the Fundamentals of Operational and Regulatory Risk Management in Outsourcing Arrangements.
Establish operational best practice, compliance and risk controls
Practical Application of FCA Rules Through Back and Middle Office Operations
A one day workshop on the latest developments to Financial Reporting requirements under Gabriel, COREP and AIFMD
Two separately bookable one day training courses on consecutive days addressing COREP & FINREP the EBA's new technical standards for supervisory reporting.
Hands-on approaches to providing meaningful and effective compliance and M.I. reporting for compliance professionals
Regulatory, Compliance and Legal Issues Affecting Funds
An update on the latest position of MiFID and the potential impact for Buy and Sell side firms
This event will cover the latest round of regulatory and technical development to affect the retirement income products industry and their effect on product design and distribution.
Ensuring compliance with FCA rules against inducements – hospitality, training, IT help and more…
This Forum will bring together Europe's leading industry figures to address the latest developments in the valuation of financial instruments
The latest regulatory and operational guidance for CF10as
3 workshops on CASS for Wealth Managers, CASS 6 Custody Assets and CASS 7 Client Money
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