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Upcoming Events

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Financial Promotions Training Course
A concise introduction to FCA Regulation of

Financial Promotions

14 October 2014
The Hatton, London

Best Practice Approaches to Compliant Marketing in Financial Services

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Compliance Responsibilities of Providers and Distributors
A Practical Introduction to

Compliance Responsibilities of Providers and Distributors

15 October 2014
London, UK, Venue TBC

Understand the division of responsibilities between providers and distributors under the FCA

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PRIN training course
An Introduction to

PRIN: FCA & PRA Principles for Business

21 October 2014
London, UK, Venue TBC

PRIN training course

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Approved Persons under the FCA/PRA Workshop

Approved Persons under the FCA/PRA

18 November 2014
London, UK, Venue TBC

Complying with the New PRA & FCA Regimes for Approved Persons

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Senior Management Accountability & Remuneration course

Senior Management Accountability & Remuneration

19 November 2014
London, UK, Venue TBC

Workshop introducing delegates to the new FCA and PRA Senior Management and Certification Regime (SM&CR) and how to manage its implications for the firms

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HR Oversight of Individual Accountability training course

HR Oversight of Individual Accountability

27 November 2014
London, UK, Venue TBC

Workshop for HR professionals in Banks, to outline the impact of the new accountability regime for HR professionals

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Cass for Wealth Managers

CASS for Wealth Managers

2 - 3 December 2014
London, UK, Venue TBC

JUST RELEASED

PS14/9 Implementation Approaches

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Compliance Management Information & Reporting Workshop
Hands-on Approaches to Providing Meaningful & Effective

Compliance Management Information & Reporting

4 December 2014
London, UK, Venue TBC

Hands-on approaches to providing meaningful and effective compliance and M.I. reporting for compliance professionals

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Intro to FCA Regulation and Compliance Training course
Introduction to

FCA Regulation and Compliance

9 - 10 December 2014
London, UK, Venue TBC

Incorporating all recent consultation and changes to introduce the new regulatory architecture

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Operational Risk Fundamentals & Modelling Training Courses
Infoline presents:

Op Risk Fundamentals & Op Risk Modelling Introduction

9 - 10 December 2014
London, UK, Venue TBC

Two separate and highly practical one day training courses on consecutive days focusing on Operational Risk in Financial Services.

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Past Events

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Introduction to Derivative Valuation

2 - 3 July 2014
London, UK, Venue TBC
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3 Concise and Practical Introductions to

CASS for Wealth Managers, CASS 6 and CASS 7

2 - 3 July 2014
The Bloomsbury Hotel, London
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Infoline presents

Managing Conduct Risk in General Insurance 2014

9 July 2014
Bonhill House, London, UK
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Meeting Regulatory, Client & Business Expectations for

Independent Investment Risk Oversight

10 July 2014
Prospero House, London
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Infoline's

Understanding SYSC 2014

16 September 2014
The Bloomsbury Hotel, London
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A Technical and Practical Approach to

Root Cause Analysis for Compliance 2014

17 September 2014
Radisson Blu Portman Hotel London
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Asset Reporting under Solvency II Pillar 3

18 September 2014
Radisson Blu Portman Hotel London
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Practical Guide to the FCA's New

IFPRU & CRR Sourcebook

23 September 2014
The Bloomsbury Hotel, London
More Info

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