29 - 30 April 2014
A Uniquely Focused Conference Bringing Together Preparers, Standards Setters, Credit Risk Modellers and Auditors
30 April - 1 May 2014
Get to Grips with the Fundamentals of Operational and Regulatory Risk Management in Outsourcing Arrangements
"Informative, holistic view of challenges in pricing insurance"
"Good panel of industry professionals in the speaker and the participant group"
Incorporating all recent consultation and changes to introduce the new regulatory architecture
Understanding SYSC training course
Learn the fundamentals of capital, liquidity and risk management under CRD IV
The key principles of stress testing and scenario analysis in just one day
The latest regulatory and operational guidance on Client Money Protection for Asset Managers
The latest regulatory and operational guidance on Client Money Protection
Techniques for quantifying conduct risk and embedding the benefits in the business
A 2 day training course which helps Lloyd's Syndicates and Lloyd's Managing Agents understand and comply with their financial and regulatory reporting obligations.
Get to Grips with the Fundamentals of Operational and Regulatory Risk Management in Outsourcing Arrangements.
Establish operational best practice, compliance and risk controls
Practical Application of FCA Rules Through Back and Middle Office Operations
A one day workshop on the latest developments to Financial Reporting requirements under Gabriel, COREP and AIFMD
Two separately bookable one day training courses on consecutive days addressing COREP & FINREP the EBA's new technical standards for supervisory reporting.
Complying with the New PRA & FCA Regimes for Approved Persons
Solvency II Reporting
Hands-on approaches to providing meaningful and effective compliance and M.I. reporting for compliance professionals
Providing Effective Compliance Oversight Under the FCA and PRA
Compliance monitoring and risk assessment - demonstrating a 'proactive' approach
Demonstrating Product Governance Under the FCA - One Day Workshop Covering Risk, Suitability, Testing , Manufacture and Review
Best Practice Approaches to Compliant Marketing in Financial Services
Ensuring compliance with FCA rules against inducements – hospitality, training, IT help and more…
The latest regulatory and operational guidance for CF10as
3 workshops on CASS for Wealth Managers, CASS 6 Custody Assets and CASS 7 Client Money
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