29 - 30 April 2014
A Uniquely Focused Conference Bringing Together Preparers, Standards Setters, Credit Risk Modellers and Auditors
30 April - 1 May 2014
Get to Grips with the Fundamentals of Operational and Regulatory Risk Management in Outsourcing Arrangements
"Good panel of industry professionals in the speaker and the participant group"
"An excellent 'crash course' in Lloyd's reporting"
Incorporating all recent consultation and changes to introduce the new regulatory architecture
Understanding SYSC training course
Learn the fundamentals of capital, liquidity and risk management under CRD IV
Commercial Distribution Opportunities & Regulatory Compliance for Marketing Non-EU Funds into Europe
Two separately bookable one day conferences on consecutive days addressing Wholesale Conduct Risk and Trade Monioring & Surveillance
The key principles of stress testing and scenario analysis in just one day
The latest regulatory and operational guidance on Client Money Protection for Asset Managers
Hear leading market players discuss the current and future challenges in Personal and Commercial lines insurance.
Personal Accountability & Risk Oversight Under the FCA/PRA
A practical update for Listed Investment Funds including Investment Trusts, Offshore Investment Companies & Venture Capital Trusts
The latest regulatory and operational guidance on Client Money Protection
Analysing the Impact of Structural Reform, Ring-fencing and Regulatory Oversight on Group Strategy and Business Planning for Banks
A one day annual update on CIS Tax
Addressing the latest regulatory updates on the Resolution and Recovery Directive (RRD), Bain-In provisions and the Bank of England's RRP 2.0
Understand how insurers manage the risk that is inherent in underwriting procedures through the different stages of underwriting
Techniques for quantifying conduct risk and embedding the benefits in the business
A 2 day training course which helps Lloyd's Syndicates and Lloyd's Managing Agents understand and comply with their financial and regulatory reporting obligations.
Essential Guidance for Your Organisations Conduct Risk Management
Understand the latest IASB ED on to the accounting and modelling for Impairment Accounting including loan loss provisioning
Get to Grips with the Fundamentals of Operational and Regulatory Risk Management in Outsourcing Arrangements.
Establish operational best practice, compliance and risk controls
Practical Application of FCA Rules Through Back and Middle Office Operations
A one day workshop on the latest developments to Financial Reporting requirements under Gabriel, COREP and AIFMD
Two separately bookable one day training courses on consecutive days addressing COREP & FINREP the EBA's new technical standards for supervisory reporting.
Complying with the New PRA & FCA Regimes for Approved Persons
Solvency II Reporting
Hands-on approaches to providing meaningful and effective compliance and M.I. reporting for compliance professionals
Regulatory, Compliance and Legal Issues Affecting Funds
Providing Effective Compliance Oversight Under the FCA and PRA
An update on the latest position of MiFID and the potential impact for Buy and Sell side firms
Compliance monitoring and risk assessment - demonstrating a 'proactive' approach
Implementing the latest BIS guidance and practical strategies for the Capital Requirements Direcitve
Demonstrating Product Governance Under the FCA - One Day Workshop Covering Risk, Suitability, Testing , Manufacture and Review
This event will cover the latest round of regulatory and technical development to affect the retirement income products industry and their effect on product design and distribution.
How Internal Audit Can Provide Assurance and Add Value in the New Risk Paradigm
Best Practice Approaches to Compliant Marketing in Financial Services
Ensuring compliance with FCA rules against inducements – hospitality, training, IT help and more…
This Forum will bring together Europe's leading industry figures to address the latest developments in the valuation of financial instruments
The latest regulatory and operational guidance for CF10as
3 workshops on CASS for Wealth Managers, CASS 6 Custody Assets and CASS 7 Client Money
Addressing the latest developments at the IASB, FASB and the European and International Regulators
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