Infoline - Related Products

Latest Approaches to the Use & Application of
Stress Testing for Retail Credit Risk
Under the CRD & FSA Requirements

AVAILABLE AS: | Event Documentation |

Latest Approaches to the Use & Application of
Stress Testing for Retail Credit Risk
Under the CRD & FSA Requirements

AVAILABLE AS: | In-house Training |

Preparing & Conducting Effective
Compliance Monitoring Visits

26 January 2009 • The Hatton • London

AVAILABLE AS: | Workshop |

Preparing & Conducting Effective
Compliance Monitoring Visits

7 May 2008 • Central London

AVAILABLE AS: | In-house Training |

Approved Persons
Meeting the FSA's New Requirements & Standards
9 July 2009 •The Hatton 51-53 Hatton Garden • London

AVAILABLE AS: | Workshop |

A Practical Introduction to
Training & Competence
under the FSA
24 June 2009 • Dexter House - London

AVAILABLE AS: | Workshop |

Measuring, Managing & Reporting
Liquidity Risk

21 May 2008 • Central London

AVAILABLE AS: | Workshop |

Best Practice Approaches to Implementing a Robust
Liquidity Risk Framework

22 May 2008 • Central London

AVAILABLE AS: | Workshop |

Best Practice & Added Value Developments in
Collateral & Margin Management for Fund Management

14 May 2008 • The Hatton 51-53 Hatton Garden • London

AVAILABLE AS: | Event Documentation |

Refining Practical & Strategic Responses to
Basel Pillar 2
Moving Towards a Sustainable Process
11 June 2008 • The Hatton 51-53 Hatton Garden • London

AVAILABLE AS: | Conference |

Valuation of OTC Derivatives
and its Impact on Collateral Management
15 May 2008 • The Hatton 51-53 Hatton Garden • London

AVAILABLE AS: | Workshop |

Understanding the
Fundamentals of OPERATIONAL RISK
in Financial Services
27 May 2008 – Dublin

AVAILABLE AS: | Workshop | In-house Training |

Meeting the Compliance & Communication Challenges of
Investment Product Disclosure

Afternoon of 24 June • The Hatton 51-53 Hatton Garden • London

AVAILABLE AS: | Workshop |

Recent Technical Developments in
IFRS for Banks & Building Societies

26 June 2008 • The Hatton 51-53 Hatton Garden • London

AVAILABLE AS: | Workshop |

Recent Technical Developments in
IFRS for Banks & Building Societies

26 June 2008 • The Hatton 51-53 Hatton Garden • London

AVAILABLE AS: | Event Documentation |

Examining the
Fundamentals of IFRS for Banks & Building Societies

18 June 2008 • The Hatton 51-53 Hatton Garden • London

AVAILABLE AS: | Workshop |

Examining the
Fundamentals of IFRS for Banks & Building Societies

18 June 2008 • The Hatton 51-53 Hatton Garden • London

AVAILABLE AS: | Event Documentation |

Improving and Providing
Account Management
Within Consumer Financial Services

AVAILABLE AS: | In-house Training |

Developing and Maintaining Successful
Arrears Management
within Consumer Financial Services

AVAILABLE AS: | In-house Training |

Enhancing and Delivering Valued
Account Acquisition
within Consumer Financial Services

AVAILABLE AS: | In-house Training |

Integrating & Embedding
ICAAP into Business & Risk Management Processes

12 June 2008 • Central London

AVAILABLE AS: | Workshop |

Essentials of
Leasing – Ireland

24 June 2008 • June 2008• Dublin• Ireland

AVAILABLE AS: | Workshop |

A Practical INTRODUCTION to
Managing the Risks of Outsourcing In Financial Services

19 November (SOLD OUT) - The Hatton• Central London

AVAILABLE AS: | Workshop |

IFRS 2009
Critical Update on Financial Reporting Standards
16/17 December 2008 OR 9/10 June 2009 • Hilton Dublin• Ireland

AVAILABLE AS: | Workshop |

Successfully Exiting
Outsourcing Arrangements
(an introductory course)
Afternoon 20 November 2008 • The Hatton • Central London

AVAILABLE AS: | Workshop |

Integrating & Using
Stress Testing for Risk & Capital Management

24 July • The Hatton 51-53 Hatton Garden • London

AVAILABLE AS: | Workshop |

Integrating & Using
Stress Testing for Risk & Capital Management

AVAILABLE AS: | Event Documentation |

Regulatory Guidance & Industry Case Studies on
Stress Testing
Responding to Recent Market Developments
22 July & 23 July • The Hatton 51-53 Hatton Garden • London

AVAILABLE AS: | Conference |

TESTER Integrating & Using
Stress Testing for Risk & Capital Management

24 April 2008

AVAILABLE AS: | Workshop |

Integrating & Using
Stress Testing for Risk & Capital Management

24 April 2008

AVAILABLE AS: | Workshop |

Workshop on
Applying Principles-Based Regulation

23 September 2008 - Dexter House - Central London

AVAILABLE AS: | Workshop |

Refining & Auditing the
Fact Find Process

17th September 2008 - Kingsway Hall Hotel

AVAILABLE AS: | Workshop |

Cost Effectively Managing the Regulatory, Administrative & Sales Challenges of
Suitability Reports

18th September 2008 - Kingsway Hall Hotel

AVAILABLE AS: | Workshop |

De-Mystifying
CDOs

24 September 2008 • Kingway Hall Hotel• Central London

AVAILABLE AS: | Workshop |

De-Mystifying
Options

Morning of 11 September 2008 • The Hatton • Central London

AVAILABLE AS: | Workshop |

De-Mystifying
Swaps

Afternoon of 11 September 2008 - The Hatton - Central London

AVAILABLE AS: | Workshop |

A Technical & Regulatory Update on
Complex & Illiquid Assets
Guidance on Valuation & Disclosure
30th September 2008 - Le Meridien Piccadilly

AVAILABLE AS: | Conference |

Risk-Adjustments for Derivative Instruments

29th September 2008 - Le Meridien Piccadilly

AVAILABLE AS: | Workshop |

An Introduction to Product Control
Developing an Effective Pricing Infrastructure for Complex Assets
1st October 2008 - Le Meridien Piccadilly

AVAILABLE AS: | Workshop |

De-Mystifying
Equity Derivatives

Morning of 2 October 2008 - The Hatton - Central London

AVAILABLE AS: | Workshop |

De-Mystifying
Credit Derivatives

Afternoon of 2 October 2008 - The Hatton - Central London

AVAILABLE AS: | Workshop |

De-Mystifying
Credit Default Swaps
(CDS)
8 October 2008 - The Hatton - London

AVAILABLE AS: | Workshop |

AML Best Practice
for Wealth Management Firms
7 & 8 October 2008 - Crowne Plaza London City

AVAILABLE AS: | Workshop |

The Fundamentals of
Credit Risk Modelling
for Basel II
11 & 12 December 2008 • The Hatton• London

AVAILABLE AS: | Workshop |

Recent Technical Developments in
Retail Credit Risk Management
Using Basel Solutions for Portfolio Management
9 December 2008 • The Hatton • London

AVAILABLE AS: | Conference |

Optimising the Application of
Stress Testing for Retail Credit Risk

10 December 2008 • The Hatton • London

AVAILABLE AS: | Workshop |

Best Practice Approaches to Cost-Effective
Internal Audit in Financial Services

28 January 2009 - The Hatton - London

AVAILABLE AS: | Conference |

An Introduction to
Auditing Risk Management & Capital Models for Banks

this workshop has been postponed to May 2009

AVAILABLE AS: | Workshop |

Measuring, Managing & Reporting
Liquidity Risk

24 & 25 February 2009 - The Hatton - London

AVAILABLE AS: | Conference |

Understanding & Implementing the NEW
Individual Liquidity Adequacy Standards (ILAS)
Under the New FSA Guidelines
26 February 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

Best Practice Approaches to
Compliance Monitoring for Retail Firms
in a Changing Environment
24 February 2009 - The Hatton - London

AVAILABLE AS: | Conference |

Best Practice Approaches to
Compliance Monitoring for Wholesale Firms
in a Changing Environment
4 March 2009 - The Hatton - London

AVAILABLE AS: | Conference |

Maximising the Business Value of
Economic Capital Frameworks

5 March 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

Recent Technical Advances in
Credit Risk Model Development & Validation
under Basel II
31 March - 1 April 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

A Practical Introduction to
Collection & Recoveries
in Consumer Financial Services
17 & 18 March 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

Demystifying
Credit Scoring for Customer Acquisition

28 & 29 April 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

The Fundamentals of
Behavioural Scoring for Account Management

30 April - 1 May 2008 - The Hatton - London

AVAILABLE AS: | Workshop |

Optimising & Implementing
Stress Testing for Risk & Capital Management

26 March 2009 - Renaissance Zurich Hotel - Zurich

AVAILABLE AS: | Workshop |

De-Mystifying
Retail Structured Products

25 & 26 March 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

Refining & Auditing the
Fact Find Process

28 April 2009 - The Hatton - Central London

AVAILABLE AS: | Workshop |

Ensuring
Employee Competence
for Wholesale Financial Institutions
30 April 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

Valuing
Credit Default Swaps
(CDS)
12 May 2009 - Prospero House - London

AVAILABLE AS: | Workshop |

Resolving the Accounting & Risk Management Challenges of
Complex & Illiquid Assets
Including a Technical Update from the IASB
23 June 2009

AVAILABLE AS: | Conference |

Practical Guidance on Interpreting the Rules for
Day 1 P&L & Related Reserves
Determining Risk Adjustments for Derivatives
24 June 2009 - The Hatton - Central London

AVAILABLE AS: | Workshop |

Managing
Ethics in Financial Services

8 July 2009 - Dexter House• London EC3

AVAILABLE AS: | Workshop |

A Concise Industry Update on
Regulatory Reporting for Banks & Building Societies

1 December 2009 • The Hatton • London

AVAILABLE AS: | Workshop |

A Regulatory & Technical Update on
Operational Risk Stress Testing & Scenario Analysis
for Banks & Investment Firms
9 July 2009 • The Hatton • London

AVAILABLE AS: | Workshop |

Re-Thinking Risk Management
for Banks & Investment Firms
25 June 2009 - Dexter House - London

AVAILABLE AS: | Conference |

Preparing for the FSA's New
Conduct of Business Regulation for Retail Banking
Managing Compliance with BCOB and the PSD
2 July 2009 - The Hatton• London

AVAILABLE AS: | Conference |

Examining the FUNDAMENTALS of
Financial Instruments Accounting under IFRS for Banks
& Building Societies
21 July 2009 • The Hatton • London

AVAILABLE AS: | Workshop |

Recent Technical Developments in
IFRS for Banks & Building Societies

23 July 2009 • The Hatton • London

AVAILABLE AS: | Workshop |

Introduction to
FSA Regulation & Compliance

21 & 22 July 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

Liquidity Risk Europe 2009
Measuring - Managing - Reporting
22 & 23 September 2009 • Zurich Marriott

AVAILABLE AS: | Conference |

Examining Regualtory & Industry Responses to
Liquidity Risk Management

24 September 2009 . Zurich • Switzerland

AVAILABLE AS: | Workshop |

Realising the Benefits of
Web 2.0
in Financial Services
22 September 2009 - Central London

AVAILABLE AS: | Conference |

Developing a Successful
Social Media Strategy
in Financial Services
23 September 2009

AVAILABLE AS: | Workshop |

The
Fundamentals of Credit Risk Modelling
for Basel II
10 & 11 December 2009 • The Hatton • London

AVAILABLE AS: | Workshop |

Using
Advanced Credit Portfolio Models
under Basel II
1 & 2 October 2009 • Zurich • Switzerland

AVAILABLE AS: | Workshop |

The 4th Annual Industry Forum on
Stress Testing
Responding to Recent Market Developments
27 & 28 October - The Hatton - London

AVAILABLE AS: | Conference |

A Practical
Introduction to Liquidity Risk Management

19 & 20 May 2010 • Central London

AVAILABLE AS: | Workshop |

Responding to the Practical Implications of the FSA's
Mortgage Market Review
& the New Economic Environment
2 December 2009 - The Hatton• London

AVAILABLE AS: | Conference |

Introduction to
FSA Regulation & Compliance

9 & 10 December 2009 - Prospero House - London

AVAILABLE AS: | Workshop |

A Practical Guide to
Liquidity Reporting
under the NEW FSA Regime
2 December 2009 • The Hatton • London

AVAILABLE AS: | Workshop |

Examining New Approaches to
Corporate Governance & Remuneration
In Financial Services
24 November 2009 - Central London

AVAILABLE AS: | Conference |

The 5th Annual Conference
Retail Credit Risk Management

1 December 2009 - Radisson Portman Hotel - Central London

AVAILABLE AS: | Conference |

Benefiting from the Application of the
Variable Scalar Approach & Stress Testing

2 December 2009 - Radisson Portman Hotel - Central London

AVAILABLE AS: | Workshop |

Accounting, Regulatory & Market Insights into
Impairment of Financial Assets
Recording Credit Losses Under New IASB Proposals
8 December 2009

AVAILABLE AS: | Conference |

Hands On Guidance for
Estimating Impairment
in Complex Financial Instruments
9 December 2009

AVAILABLE AS: | Workshop |

Getting the Most Out of
Training & Competence

25 February 2010

AVAILABLE AS: | Workshop |

Managing the Regulatory & Compliance Challenges of the
‘Living Wills’
Practical Impact of the New UK Regulation
Morning of the 23 February 2010

AVAILABLE AS: | Conference |

Addressing the Practical Challenges of
Commercial Real Estate Risk Management

24 February 2010 - Dexter House - London

AVAILABLE AS: | Conference |

Managing Profitability & Risk through
Regression Methodology vs. Cash Flow Simulation
for Commercial Real Estate Risk Management
25 February 2010 - Dexter House - London

AVAILABLE AS: | Workshop |

A Technical and Regulatory Update on
Complex and Illiquid Assets
Valuation and Disclosure
24 March 2010 - The Hatton - London

AVAILABLE AS: | Conference |

Understanding and Implementing the
New IASB Hedge Accounting Rules

23rd March 2010 - The Hatton - London

AVAILABLE AS: | Workshop |

Applying and Interpreting
Fair Value Hierarchy and Governance

25th March 2010 - The Hatton - London

AVAILABLE AS: | Workshop |

The 2nd Annual European Forum
Stress Testing Europe 2010

23 & 24 March 2010 - Renaissance Zurich

AVAILABLE AS: | Conference |

Emerging Technique & Strategy in
Stress Testing for Risk Management & Capital Planning

25 March 2010 - Renaissance Zurich

AVAILABLE AS: | Workshop |

A Practical Introduction to
Market Risk Management

24 & 25 March 2010 - The Hatton - London

AVAILABLE AS: | Workshop |

Enhancing the Application of
Economic Capital & Risk Adjusted Performance

7 & 8 April 2010 - The Hatton - London

AVAILABLE AS: | Workshop |

Recent Technical Advances in
Credit Portfolio Modelling

30 & 31 March 2010 - The Hatton - London

AVAILABLE AS: | Workshop |

The 2010 Practitioners Forum on
Governance, Risk & Compliance in Financial Services
Meeting Regulatory Expectations & Enhancing Internal Controls
18 & 19 May 2010

AVAILABLE AS: | Conference |

Implmenting and Embedding
GRC Frameworks
in Financial Services
20 May 2010 - Central London

AVAILABLE AS: | Workshop |

A Practical
Introduction to Risk Management
in Financial Services
28 & 29 April 2010 • Prospero House • London

AVAILABLE AS: | Workshop |

A Technical & Regulatory Update on
Bank Capital Requirements
Responding to Changin Market Conditions
26/05/2010

AVAILABLE AS: | Conference |

Applying & Enhancing
Risk & Capital Planning Strategies
Responding to Recent Regulatory Developments
27/05/2010

AVAILABLE AS: | Workshop |

Managing the Risks of International
Sanction Breaches
For Financial Institutions
10th June 2010

AVAILABLE AS: | Workshop |

A Practical Guide to
The New Anti-Money Laundering Regime
under the 3rd Money Laundering Directive & Anti-Money Laundering Regulations 2007
8th June 2010

AVAILABLE AS: | Workshop |

Combating
Financial Crime
In an Economic Downturn
9th June 2010

AVAILABLE AS: | Workshop |

A Practical Introduction to
Compliance Monitoring
in an Outcomes-Based Regulatory Environment
14 & 15 July 2009 • The Hatton• 51-53 Hatton Gardens

AVAILABLE AS: | Workshop |

Preparing & Conducting Effective
Compliance Monitoring Visits

26 January 2009 • The Hatton • London

AVAILABLE AS: | Workshop |

Approved Persons
Meeting the FSA's New Requirements & Standards
9 July 2009 •The Hatton 51-53 Hatton Garden • London

AVAILABLE AS: | Workshop |

Best Practice & Added Value Developments in
Collateral & Margin Management for Fund Management

14 May 2008 • The Hatton 51-53 Hatton Garden • London

AVAILABLE AS: | Conference |

Best Practice Approaches to
Financial Promotion
under Principles-Based Regulation
25 June 2008 • The Hatton 51-53 Hatton Garden • London

AVAILABLE AS: | Conference |

A one-of-a-kind guidebook on
How to Comply with the Approved Persons Regime
A practical resource for all FSA regulated firms

AVAILABLE AS: | Publication |

A clear, practical guide on
Effectively Managing Regulatory Risk in Material Outsourcing
for Financial Institutions

AVAILABLE AS: | Publication |

Industry Approaches to
Treating Customers Fairly
A good practice guide for retail financial services organisations

AVAILABLE AS: | Publication |

A Practical Guide to
ICOB
The FSA's Sourcebook for Insurance Conduct of Business

AVAILABLE AS: | Publication |

Meeting the FSA's Expectations of
Approved Persons
Specifically for Executives currently or about to undertake a Signficiant Influence Function

AVAILABLE AS: | In-house Training |

De-Mystifying
Swaps

AVAILABLE AS: | In-house Training |

Managing the Cultural & Strategic Challenges of
TCF for HR

AVAILABLE AS: | Event Documentation |

Effectively Producing and Using
MI for TCF

1 July 2008 • Jurys Inn Great Russell Street

AVAILABLE AS: | Conference |

Workshop
Measuring Your TCF Performance
2 July 2008 (sold out) or 16 July 2008, Central London
2nd July (Fully Booked) or 16th July• The Hatton• London

AVAILABLE AS: | Workshop |

A Practical Introduction to
Managing the Risks of Outsourcing In Financial Services

AVAILABLE AS: | In-house Training |

New Outsourcing Agreements:
Getting It Right from the Start

AVAILABLE AS: | In-house Training |

New Outsourcing Agreements:
Getting It Right from the Start

AVAILABLE AS: | Event Documentation |

Successfully Exiting
Outsourcing Arrangements
(an introductory course)
Afternoon 20 November 2008 • The Hatton • Central London

AVAILABLE AS: | Workshop |

Successfully Exiting
Outsourcing Arrangements

AVAILABLE AS: | In-house Training |

TESTER Integrating & Using
Stress Testing for Risk & Capital Management

24 April 2008

AVAILABLE AS: | Workshop |

Integrating & Using
Stress Testing for Risk & Capital Management

24 April 2008

AVAILABLE AS: | Workshop |

Workshop on
Applying Principles-Based Regulation

23 September 2008 - Dexter House - Central London

AVAILABLE AS: | Workshop |

Refining & Auditing the
Fact Find Process

17th September 2008 - Kingsway Hall Hotel

AVAILABLE AS: | Workshop |

Cost Effectively Managing the Regulatory, Administrative & Sales Challenges of
Suitability Reports

18th September 2008 - Kingsway Hall Hotel

AVAILABLE AS: | Workshop |

A Practical Guide to
The New Anti-Money Laundering Regime
under the 3rd AML Directive & AML Regulations 2007
16 September 2008 + 18 November 2008 + 27 January 2009 - Dexter House - Central London

AVAILABLE AS: | Workshop |

A Practical Guide to
The New Anti-Money Laundering Regime
under the 3rd AML Directive and AML Regulations 2007
16 September 2008 + 18 November 2008 - Central London

AVAILABLE AS: | Workshop |

A Practical Guide to
The New Anti-Money Laundering Regime
under the 3rd AML Directive & AML Regulations 2007
27 January 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

Improving
Security Awareness & Access Management

18th June 2008

AVAILABLE AS: | Workshop |

Employment Screening:
Building An Effective Policy

18 June 2008 • The Hatton 51-53 Hatton Garden • London

AVAILABLE AS: | Workshop |

Ensuring & Demonstrating
Compliance Post-MiFID

30th September 2008 - Melia White House

AVAILABLE AS: | Conference |

Ensuring & Demonstrating
Compliance Post-MiFID

30th September 2008

AVAILABLE AS: | Conference |

Managing the Regulatory, Technical & Service Challenges of
SIPP Operation

30 September 2008 - The Hatton

AVAILABLE AS: | Conference |

AML Best Practice
for Wealth Management Firms
7 & 8 October 2008 - Crowne Plaza London City

AVAILABLE AS: | Workshop |

Understanding the Fundamentals of
COBS
for Retail Firms
14 October 2008 - The Hatton - London

AVAILABLE AS: | Workshop |

Best Practice Approaches to
Private Equity Regulation & Compliance

28 October 2008 - The Hatton

AVAILABLE AS: | Conference |

Understanding the Fundamentals of
Financial Promotions under COBS

21st October 2008 - The Hatton - London

AVAILABLE AS: | Workshop |

Understanding
ICOBS Fundamentals
under the New FSA Regime
11 November 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

Marketing Investment Funds
in the Changing Regulatory Environment
Morning of 11 November 2008 - Central London

AVAILABLE AS: | Workshop |

Meeting the Compliance & Communication Challenges of
Finanancial Promotion & Investment Product Disclosure

Afternoon of 11 November 2008 - Central London

AVAILABLE AS: | Workshop |

Compliance World

9 & 10 December 2008• London

AVAILABLE AS: | Conference |

Meeting FSA Expectations for
Embedding TCF

25 November 2008 - The Hatton - London

AVAILABLE AS: | Workshop |

Creating & Maintaining a
TCF Culture

18 March 2009- The Hatton - London

AVAILABLE AS: | Workshop |

Effectively Preparing for
FSA Visits on TCF

17 March 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

A Practical Guide to
The New Anti-Money Laundering Regime
In-House Training

AVAILABLE AS: | In-house Training |

Financial Services
Complaints Management Forum
2009
11 February 2009 - Jolly St Ermins Hotel - London

AVAILABLE AS: | Conference |

Making the Most Effective Use of
Complaints Root Cause Analysis

10 February 2009 - Jolly St Ermins - London

AVAILABLE AS: | Workshop |

Best Practice Approaches to
Compliance Monitoring for Retail Firms
in a Changing Environment
24 February 2009 - The Hatton - London

AVAILABLE AS: | Conference |

A Practical Introduction to
New SYSC
and the Extension of the Common Platform
21 Janurary 2010 - The Hatton - London

AVAILABLE AS: | Workshop |

Managing the Risks of International
Sanction Breaches
for Financial Insitutions
18 March 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

AML Best Practice
for Wealth Management Firms
22 & 23 April 2009 - The Hatton - Central London

AVAILABLE AS: | Workshop |

De-Mystifying
Retail Structured Products

25 & 26 March 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

Identifying & Managing
Regulatory & Operational Risks in Outsourcing

25 March 2009 - The Hatton - Central London

AVAILABLE AS: | Conference |

Structuring Effective
Outsourcing Agreements & SLAs

Morning of 26 March 2009 - The Hatton - Central London

AVAILABLE AS: | Workshop |

Addressing
Value for Money Provisions
in Outsourcing Agreements
Afternoon of 26 March 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

Understanding the Fundamentals of
COBS
for Retail Firms
21 April 2009 - The Hatton - Central London

AVAILABLE AS: | Workshop |

Introduction to
Financial Promotions
under COBS
22 April 2009 - The Hatton - Central London

AVAILABLE AS: | Workshop |

Refining & Auditing the
Fact Find Process

28 April 2009 - The Hatton - Central London

AVAILABLE AS: | Workshop |

Cost Effectively Managing the Regulatory, Administrative & Sales Challenges of
Suitability Reports

29 April 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

Effectively Managing General Insurance
Call Centre Compliance

13 October 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

A Practical INTRODUCTION to
Managing the Risks of Outsourcing
in Financial Services
25 June 2009 - The Hatton - Central London

AVAILABLE AS: | Workshop |

Successfully
Exiting Outsourcing Arrangements

Afternoon of 26 June 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

New Outsourcing Agreements
Getting It Right from the Start
Morning of 26 June 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

Effectively Managing & Monitoring
Trading Controls & Compliance

Morning of the 20th May 2009 - Central London

AVAILABLE AS: | Conference |

A Practical Approach to
Monitoring Best Execution

Afternoon of 20th May - Central London

AVAILABLE AS: | Workshop |

Effectively Managing
Protection Complaints
in Life & General Insurance
21 May 2009 - Central London

AVAILABLE AS: | Workshop |

Managing
Ethics in Financial Services

8 July 2009 - Dexter House• London EC3

AVAILABLE AS: | Workshop |

Preparing for the FSA's New
Conduct of Business Regulation for Retail Banking
Managing Compliance with BCOB and the PSD
2 July 2009 - The Hatton• London

AVAILABLE AS: | Conference |

Effectively
Demonstrating TCF Outcomes
As Part of Your ARROW Visit
30 June 2009 - The Hatton - London

AVAILABLE AS: | Conference |

Financial Promotion in Practice
Applying Fair, Clear & Not Misleading Requirements
1 July 2009 - Central London

AVAILABLE AS: | Workshop |

Introduction to
FSA Regulation & Compliance

21 & 22 July 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

The Third Annual Conference
Compliance World 2009
The Financial Regulatory & Compliance Officers' Networking & Information Exchange Event
16 & 17 September 2009• Kensington Close Hotel• London

AVAILABLE AS: | Conference |

EUROPEAN FORUM
Managing the Risks of Outsourcing
In Financial Services
29 September 2009 - Zurich• Switzerland

AVAILABLE AS: | Conference |

Structuring Effective
Ousourcing Agreements & SLAs
In Financial Services
30 September 2009 - Zurich• Switzerland

AVAILABLE AS: | Workshop |

Managing the Risks of International
Sanction Breaches
for Financial Services
11 November 2009 - Prospero House - London

AVAILABLE AS: | Workshop |

Combating
Financial Crime
In an Economic Downturn
12 November 2009 - Central London

AVAILABLE AS: | Workshop |

Introduction to
FSA Regulation & Compliance

9 & 10 December 2009 - Prospero House - London

AVAILABLE AS: | Workshop |

Preparing & Conducting Effective
Compliance Monitoring Visits

15 December 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

A Concise Practical Update on
Investment Trust Regulation

25 November 2009 - Kingsway Hall Hotel - London

AVAILABLE AS: | Conference |

A Practical Introduction to
Managing the Risks of Outsourcing
In Financial Services
27 January 2010 - The Hatton - London

AVAILABLE AS: | Workshop |

Morning Workshop
New Outsourcing Agreements
Getting It Right From the Start
Morning of 28 January 2010 - The Hatton - London

AVAILABLE AS: | Workshop |

Afternoon workshop
Successfully Exiting Outsourcing Arrangements

Afternoon of 28 January 2010 - The Hatton - London

AVAILABLE AS: | Workshop |

A Practical Introduction to
Compliance Monitoring
in an Outcomes-Focused Regulatory Environment
19 & 20 January 2010 - The Hatton - London

AVAILABLE AS: | Workshop |

An Introduction to
COLL
A Practical Guide to FSA Requirements for Collective Investment Schemes
24&25 November 2009

AVAILABLE AS: | Workshop |

Best Practice Approaches to
Custody & Securities Services
Under the FSA's CASS Sourcebook
26 November 2009

AVAILABLE AS: | Workshop |

Effectively Managing
PPI Complaints

28 January 2010 - The Hatton - London

AVAILABLE AS: | Workshop |

Financial Services
Complaints Management Forum

10 February 2010 - The Hatton - London

AVAILABLE AS: | Conference |

An Introduction to
Complaints Root Cause Analysis
for Financial Services
9 February 2010 - The Hatton - London

AVAILABLE AS: | Workshop |

Identifying & Managing the Risks when
Outsourcing Complaints Handling

Morning of the 11 February 2010 - Central London

AVAILABLE AS: | Workshop |

The 2010 Practitioner's Forum on
Hedge Funds Regulation, Reporting and Controls
Restructuring the Business of Hedge Fund Management
26th February 2010

AVAILABLE AS: | Conference |

Pre-conference interactive workshop
Designing & Managing a Profitable Prime Brokerage Agreement
The A-Z guide as to what constitutes an effective prime brokerage agreement
25th February 2010

AVAILABLE AS: | Workshop |

Best Practice Approaches to
Compliance Monitoring
in a Changing Environment
24 February 2010 - The Hatton - London

AVAILABLE AS: | Conference |

Getting the Most Out of
Training & Competence

25 February 2010

AVAILABLE AS: | Workshop |

Managing the Regulatory & Compliance Challenges of the
‘Living Wills’
Practical Impact of the New UK Regulation
Morning of the 23 February 2010

AVAILABLE AS: | Conference |

Approved Persons
Meeting the FSA's New Requirements & Standards
22 April 2010• The Hatton• Cental London

AVAILABLE AS: | Workshop |

Introduction to
FSA Regulation & Compliance
Including Industry Case Studies & Examples of Good Practice
20&21 April 2010 - The Hatton• Central London

AVAILABLE AS: | Workshop |

The 2010 Practitioners Forum on
Governance, Risk & Compliance in Financial Services
Meeting Regulatory Expectations & Enhancing Internal Controls
18 & 19 May 2010

AVAILABLE AS: | Conference |

Implmenting and Embedding
GRC Frameworks
in Financial Services
20 May 2010 - Central London

AVAILABLE AS: | Workshop |

An Introduction to
COLL
A Practical Guide to FSA Requirements for Collective Investment Schemes
9 & 10 June 2010 - Central London

AVAILABLE AS: | Workshop |

Managing
Client Money
Under the FSA
26 May 2010 (Either Morning or Afternoon) Central London

AVAILABLE AS: | Workshop |

Effectively Managing General Insurance
Call Centre Compliance

19 May 2010 - The Hatton - Central London

AVAILABLE AS: | Workshop |

Effectively Managing General Insurance
Call Centre Performance

20 May 2010 - The Hatton - Central London

AVAILABLE AS: | Workshop |

Understanding
ICOBS Fundamentals
under the New FSA Regime
4 May 2010 - The Hatton - Central London

AVAILABLE AS: | Workshop |

Practical Guidance on Managing
Client Money for Insurance Intermediaries
Under the FSA’s CASS 5 Requiremen
27 May 2010 - Central London

AVAILABLE AS: | Workshop |

Responding to Developments in
Private Equity Regulation & Compliance

25 May 2010 • Dexter House• London

AVAILABLE AS: | Conference |

Understanding the Fundamentals of
COBS
for Retail Firms
6 May 2010 - The Hatton• Central London

AVAILABLE AS: | Workshop |

Understanding the Fundamentals of
Financial Promotions
in Financial Services
12&13 May 2010 - The Hatton• Central London

AVAILABLE AS: | Workshop |

The 2010 Practitioners Forum on
Collective Investment Scheme Oversight & Controls

29 June 2010• Central London

AVAILABLE AS: | Conference |

Developing the Regulatory & Business Value of
CIS Oversight & Control Processes

30 June 2010 Central London

AVAILABLE AS: | Workshop |

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