Listed below are a few events and products related to the topic you are currently viewing. We hope you find them of interest. They are grouped by:
Related products by industry: ^TOP
A Practical Introduction toDerivatives Pricing
13 May 2008 • The Hatton 51-53 Hatton Garden • London
AVAILABLE AS: | Event Documentation |
A Practical Introduction toDerivatives Pricing
13 May 2008 • The Hatton 51-53 Hatton Garden • London
AVAILABLE AS: | In-house Training |
A Practical Introduction toDerivative Risk Control
19 November 2008 • The Hatton 51-53 Hatton Garden • London
AVAILABLE AS: | Workshop |
Best Practice & Added Value Developments inCollateral & Margin Management for Fund Management
14 May 2008 • The Hatton 51-53 Hatton Garden • London
AVAILABLE AS: | Conference |
Case Studies in Measuring, Managing & IntegratingOperational Risk for Investment Firms
Regulatory Insights, Strategic Best Practice & Technical Advances
25 June 2008 • The Hatton • 51-53 Hatton Gardens • London
AVAILABLE AS: | Conference |
Case Studies in Measuring, Managing & IntegratingOperational Risk for Investment Firms
Regulatory Insights, Strategic Best Practice & Technical Advances
25 June 2008 • The Hatton • 51-53 Hatton Gardens • London
AVAILABLE AS: | Event Documentation |
Effectively IntegratingOperational Risk Frameworks into Business As Usual
within Investment Firms
26 June 2008 • The Hatton • 51-53 Hatton Gardens • London
AVAILABLE AS: | Workshop |
Best Practice Approaches toFinancial Promotion
under Principles-Based Regulation
25 June 2008 • The Hatton 51-53 Hatton Garden • London
AVAILABLE AS: | Conference |
Practical Guidance onManaging Client Money
For Personal Investment & Investment Management Firms
28 November 2008 ● The Hatton • London (EITHER Morning OR Afternoon)
AVAILABLE AS: | Workshop |
Responding to Recent Developments inAccounting & Taxation of Investment Trusts
17 September 2008 - Dexter House
AVAILABLE AS: | Conference |
A Practical Introduction toSIPP Administration
23 & 24 September 2008 - Jurys Inn• Great Russell St
AVAILABLE AS: | Workshop |
Examining the LatestDevelopments in Personal Pensions
Trends - Challenges - Innovations
23 September 2008 - Central London
AVAILABLE AS: | Conference |
Examining the LatestDevelopments in Workplace Pensions
Preparing for the Impact of Personal Accounts
30 October 2008 - The Hatton - London
AVAILABLE AS: | Conference |
Understanding the Fundamentals ofFinancial Promotions under COBS
21st October 2008 - The Hatton - London
AVAILABLE AS: | Workshop |
Applying the Latest Advances inProposition Development
for Investment Products
12 November 2008 - The Hatton - London
AVAILABLE AS: | Workshop |
Marketing Investment Funds
in the Changing Regulatory Environment
Morning of 11 November 2008 - Central London
AVAILABLE AS: | Workshop |
Meeting the Compliance & Communication Challenges ofFinanancial Promotion & Investment Product Disclosure
Afternoon of 11 November 2008 - Central London
AVAILABLE AS: | Workshop |
A Techical Update onRegulatory Reporting for Private Equity Firms
Morning of 20 November 2008 - The Hatton London
AVAILABLE AS: | Workshop |
A Concise Technical Update onRegulatory Reporting for Institutional Investment & Hedge Fund Managers
19 November 2008 - Central London
AVAILABLE AS: | Workshop |
Meeting Regulatory & Business Objectives forPrivate Equity Risk Management
Afternoon of 20 November 2008 - The Hatton London
AVAILABLE AS: | Workshop |
Refining Your Approaches to theCapital Requirements Directive (CRD) for Investment Firms
26 November 2008 - Hilton London Olympia Hotel - London
AVAILABLE AS: | Conference |
Embedding & IntegratingICAAP into Business & Risk Management Frameworks
within Investment Firms
27 November 2008 - Hilton London Olympia - London
AVAILABLE AS: | Workshop |
Examining Recent & Forthcoming Development inCollective Investment Scheme Taxation
17 February 2009 • The Hatton
AVAILABLE AS: | Conference |
Examining the Fundamentals ofAuthorised Fund Taxation
12 February 2009 - London • and also • 12 March 2009 - Edinbugh
AVAILABLE AS: | Workshop |
A Practical Introduction toInvestment Trust Taxation
11 February 2009 - London • and also • 11 March 2009 - Edinburgh
AVAILABLE AS: | Workshop |
Related products by interest area: ^TOP
A Practical Introduction toCompliance Monitoring
in a Principles Based Regulatory Environment
16 & 17 December 2008 • The Hatton• 51-53 Hatton Gardens
AVAILABLE AS: | Workshop |
Best Practice & Added Value Developments inCollateral & Margin Management for Fund Management
14 May 2008 • The Hatton 51-53 Hatton Garden • London
AVAILABLE AS: | Conference |
Best Practice Approaches toFinancial Promotion
under Principles-Based Regulation
25 June 2008 • The Hatton 51-53 Hatton Garden • London
AVAILABLE AS: | Conference |
A one-of-a-kind guidebook onHow to Comply with the Approved Persons Regime
A practical resource for all FSA regulated firms
AVAILABLE AS: | Publication |
A clear, practical guide on
Effectively Managing Regulatory Risk in Material Outsourcing
for Financial Institutions
Effectively Managing Regulatory Risk in Material Outsourcing
for Financial Institutions
AVAILABLE AS: | Publication |
Industry Approaches to
Treating Customers Fairly
A good practice guide for retail financial services organisations
Treating Customers Fairly
A good practice guide for retail financial services organisations
AVAILABLE AS: | Publication |
Meeting the FSA's Expectations ofApproved Persons
Specifically for Executives currently or about to undertake a Signficiant Influence Function
AVAILABLE AS: | In-house Training |
WorkshopMeasuring Your TCF Performance
2 July 2008 (sold out) or 16 July 2008, Central London
2nd July (Fully Booked) or 16th July• The Hatton• London
AVAILABLE AS: | Workshop |
Successfully ExitingOutsourcing Arrangements
(an introductory course)
Afternoon 20 November 2008 • The Hatton • Central London
AVAILABLE AS: | Workshop |
TESTER Integrating & Using
Stress Testing for Risk & Capital Management
24 April 2008
Stress Testing for Risk & Capital Management
24 April 2008
AVAILABLE AS: | Workshop |
Integrating & Using
Stress Testing for Risk & Capital Management
24 April 2008
Stress Testing for Risk & Capital Management
24 April 2008
AVAILABLE AS: | Workshop |
Cost Effectively Managing the Regulatory, Administrative & Sales Challenges ofSuitability Reports
18th September 2008 - Kingsway Hall Hotel
AVAILABLE AS: | Workshop |
A Practical Guide toThe New Anti-Money Laundering Regime
under the 3rd AML Directive & AML Regulations 2007
16 September 2008 + 18 November 2008 + 27 January 2009 - Dexter House - Central London
AVAILABLE AS: | Workshop |
A Practical Guide toThe New Anti-Money Laundering Regime
under the 3rd AML Directive and AML Regulations 2007
16 September 2008 + 18 November 2008 - Central London
AVAILABLE AS: | Workshop |
A Practical Guide toThe New Anti-Money Laundering Regime
under the 3rd AML Directive & AML Regulations 2007
27 January 2009 - The Hatton - London
AVAILABLE AS: | Workshop |
Employment Screening:Building An Effective Policy
18 June 2008 • The Hatton 51-53 Hatton Garden • London
AVAILABLE AS: | Workshop |
Managing the Regulatory, Technical & Service Challenges ofSIPP Operation
30 September 2008 - The Hatton
AVAILABLE AS: | Conference |


