Related Events

Listed below are a few events and products related to the topic you are currently viewing. We hope you find them of interest. They are grouped by:



Related products by industry: ^TOP

 
A Practical Introduction to
Derivatives Pricing

20 November 2008 • The Hatton - London
 
AVAILABLE AS: | Workshop |
 
Workshop
 
A Practical Introduction to
Derivatives Pricing

13 May 2008 • The Hatton 51-53 Hatton Garden • London
 
AVAILABLE AS: | Event Documentation |
 
Event Documentation
 
A Practical Introduction to
Derivatives Pricing

13 May 2008 • The Hatton 51-53 Hatton Garden • London
 
AVAILABLE AS: | In-house Training |
 
In-house Training
 
A Practical Introduction to
Derivative Risk Control

19 November 2008 • The Hatton 51-53 Hatton Garden • London
 
AVAILABLE AS: | Workshop |
 
Workshop
 
Best Practice & Added Value Developments in
Collateral & Margin Management for Fund Management

14 May 2008 • The Hatton 51-53 Hatton Garden • London
 
AVAILABLE AS: | Conference |
 
Conference
 
Case Studies in Measuring, Managing & Integrating
Operational Risk for Investment Firms
Regulatory Insights, Strategic Best Practice & Technical Advances
25 June 2008 • The Hatton • 51-53 Hatton Gardens • London
 
AVAILABLE AS: | Conference |
 
Conference
 
Case Studies in Measuring, Managing & Integrating
Operational Risk for Investment Firms
Regulatory Insights, Strategic Best Practice & Technical Advances
25 June 2008 • The Hatton • 51-53 Hatton Gardens • London
 
AVAILABLE AS: | Event Documentation |
 
Event Documentation
 
Effectively Integrating
Operational Risk Frameworks into Business As Usual
within Investment Firms
26 June 2008 • The Hatton • 51-53 Hatton Gardens • London
 
AVAILABLE AS: | Workshop |
 
Workshop
 
Best Practice Approaches to
Financial Promotion
under Principles-Based Regulation
25 June 2008 • The Hatton 51-53 Hatton Garden • London
 
AVAILABLE AS: | Conference |
 
Conference
 
De-Mystifying
Swaps


 
AVAILABLE AS: | In-house Training |
 
In-house Training
 
Practical Guidance on
Managing Client Money
For Personal Investment & Investment Management Firms
28 November 2008 ● The Hatton • London (EITHER Morning OR Afternoon)
 
AVAILABLE AS: | Workshop |
 
Workshop
 
Responding to Recent Developments in
Accounting & Taxation of Investment Trusts

17 September 2008 - Dexter House
 
AVAILABLE AS: | Conference |
 
Conference
 
Best Practice Approaches to
Investment Trust Company Regulation

18 September 2008
 
AVAILABLE AS: | Conference |
 
Conference
 
A Practical Introduction to
SIPP Administration

23 & 24 September 2008 - Jurys Inn• Great Russell St
 
AVAILABLE AS: | Workshop |
 
Workshop
 
Examining the Latest
Developments in Personal Pensions
Trends - Challenges - Innovations
23 September 2008 - Central London
 
AVAILABLE AS: | Conference |
 
Conference
 
Examining the Latest
Developments in Workplace Pensions
Preparing for the Impact of Personal Accounts
30 October 2008 - The Hatton - London
 
AVAILABLE AS: | Conference |
 
Conference
 
Ensuring & Demonstrating
Compliance Post-MiFID

30th September 2008 - Melia White House
 
AVAILABLE AS: | Conference |
 
Conference
 
Ensuring & Demonstrating
Compliance Post-MiFID

30th September 2008
 
AVAILABLE AS: | Conference |
 
Conference
 
Understanding the Fundamentals of
COBS
for Retail Firms
14 October 2008 - The Hatton - London
 
AVAILABLE AS: | Workshop |
 
Workshop
 
Best Practice Approaches to
Private Equity Regulation & Compliance

28 October 2008 - The Hatton
 
AVAILABLE AS: | Conference |
 
Conference
 
Resolving the Challenges of
Private Equity Tax Planning & Operations

30 October 2008 - The Hatton
 
AVAILABLE AS: | Conference |
 
Conference
 
Technical Approaches to
Private Equity Accounting & Reporting

29 October 2008 - The Hatton
 
AVAILABLE AS: | Workshop |
 
Workshop
 
Understanding the Fundamentals of
Financial Promotions under COBS

21st October 2008 - The Hatton - London
 
AVAILABLE AS: | Workshop |
 
Workshop
 
A Practical Guide to
Derivative Fund Risk Measurement

16 October 2008 - Central London
 
AVAILABLE AS: | Workshop |
 
Workshop
 
Applying the Latest Advances in
Proposition Development
for Investment Products
12 November 2008 - The Hatton - London
 
AVAILABLE AS: | Workshop |
 
Workshop
 

Marketing Investment Funds
in the Changing Regulatory Environment
Morning of 11 November 2008 - Central London
 
AVAILABLE AS: | Workshop |
 
Workshop
 
Meeting the Compliance & Communication Challenges of
Finanancial Promotion & Investment Product Disclosure

Afternoon of 11 November 2008 - Central London
 
AVAILABLE AS: | Workshop |
 
Workshop
 
A Techical Update on
Regulatory Reporting for Private Equity Firms

Morning of 20 November 2008 - The Hatton London
 
AVAILABLE AS: | Workshop |
 
Workshop
 
A Concise Technical Update on
Regulatory Reporting for Institutional Investment & Hedge Fund Managers

19 November 2008 - Central London
 
AVAILABLE AS: | Workshop |
 
Workshop
 
Meeting Regulatory & Business Objectives for
Private Equity Risk Management

Afternoon of 20 November 2008 - The Hatton London
 
AVAILABLE AS: | Workshop |
 
Workshop
 
Refining Your Approaches to the
Capital Requirements Directive (CRD) for Investment Firms

26 November 2008 - Hilton London Olympia Hotel - London
 
AVAILABLE AS: | Conference |
 
Conference
 
Embedding & Integrating
ICAAP into Business & Risk Management Frameworks
within Investment Firms
27 November 2008 - Hilton London Olympia - London
 
AVAILABLE AS: | Workshop |
 
Workshop
 
Examining Recent & Forthcoming Development in
Collective Investment Scheme Taxation

17 February 2009 • The Hatton
 
AVAILABLE AS: | Conference |
 
Conference
 
Examining the Fundamentals of
Authorised Fund Taxation

12 February 2009 - London • and also • 12 March 2009 - Edinbugh
 
AVAILABLE AS: | Workshop |
 
Workshop
 
A Practical Introduction to
Investment Trust Taxation

11 February 2009 - London • and also • 11 March 2009 - Edinburgh
 
AVAILABLE AS: | Workshop |
 
Workshop
 
A Practical Introduction to
New SYSC
and the Extension of the Common Platform
17 March 2009 - Central London
 
AVAILABLE AS: | Workshop |
 
Workshop
 
Managing the Risks of International
Sanction Breaches
for Financial Insitutions
18 March 2009 - The Hatton• London
 
AVAILABLE AS: | Workshop |
 
Workshop
 

AML Best Practice
for Wealth Management Firms
22 & 23 April 2009 - The Hatton• Central London
 
AVAILABLE AS: | Workshop |
 
Workshop
 
Successfully Developing & Delivering
Retail Structured Products
in the Evolving UK Market
24 March 2009 - The Hatton• Central London
 
AVAILABLE AS: | Conference |
 
Conference
 
A Technical & Regulatory Update on
Authorised Fund Accounting & Pricing
The 4th Annual Conference
29 April 2009 • The Hatton• London
 
AVAILABLE AS: | Conference |
 
Conference
 
A Practical Update on the NEW
UK Offshore Fund Regime

30 April 2009 • The Hatton• London
 
AVAILABLE AS: | Workshop |
 
Workshop




Related products by interest area: ^TOP

 
A Practical Introduction to
Compliance Monitoring
in a Principles Based Regulatory Environment
16 & 17 December 2008 • The Hatton• 51-53 Hatton Gardens
 
AVAILABLE AS: | Workshop |
 
Workshop
 
Preparing & Conducting Effective
Compliance Monitoring Visits

26 January 2009 • Central London
 
AVAILABLE AS: | Workshop |
 
Workshop
 
Best Practice & Added Value Developments in
Collateral & Margin Management for Fund Management

14 May 2008 • The Hatton 51-53 Hatton Garden • London
 
AVAILABLE AS: | Conference |
 
Conference
 
Best Practice Approaches to
Financial Promotion
under Principles-Based Regulation
25 June 2008 • The Hatton 51-53 Hatton Garden • London
 
AVAILABLE AS: | Conference |
 
Conference
 
A one-of-a-kind guidebook on
How to Comply with the Approved Persons Regime
A practical resource for all FSA regulated firms

 
AVAILABLE AS: | Publication |
 
Publication
 
A clear, practical guide on
Effectively Managing Regulatory Risk in Material Outsourcing
for Financial Institutions

 
AVAILABLE AS: | Publication |
 
Publication
 
Industry Approaches to
Treating Customers Fairly
A good practice guide for retail financial services organisations

 
AVAILABLE AS: | Publication |
 
Publication
 
A Practical Guide to
ICOB
The FSA's Sourcebook for Insurance Conduct of Business

 
AVAILABLE AS: | Publication |
 
Publication
 
Meeting the FSA's Expectations of
Approved Persons
Specifically for Executives currently or about to undertake a Signficiant Influence Function

 
AVAILABLE AS: | In-house Training |
 
In-house Training
 
De-Mystifying
Swaps


 
AVAILABLE AS: | In-house Training |
 
In-house Training
 
Managing the Cultural & Strategic Challenges of
TCF for HR


 
AVAILABLE AS: | Event Documentation |
 
Event Documentation
 
Effectively Producing and Using
MI for TCF

1 July 2008 • Jurys Inn Great Russell Street
 
AVAILABLE AS: | Conference |
 
Conference
 
Workshop
Measuring Your TCF Performance
2 July 2008 (sold out) or 16 July 2008, Central London
2nd July (Fully Booked) or 16th July• The Hatton• London
 
AVAILABLE AS: | Workshop |
 
Workshop
 
A Practical Introduction to
Managing the Risks of Outsourcing In Financial Services


 
AVAILABLE AS: | In-house Training |
 
In-house Training
 
New Outsourcing Agreements:
Getting It Right from the Start


 
AVAILABLE AS: | In-house Training |
 
In-house Training
 
New Outsourcing Agreements:
Getting It Right from the Start


 
AVAILABLE AS: | Event Documentation |
 
Event Documentation
 
Successfully Exiting
Outsourcing Arrangements
(an introductory course)
Afternoon 20 November 2008 • The Hatton • Central London
 
AVAILABLE AS: | Workshop |
 
Workshop
 
Successfully Exiting
Outsourcing Arrangements


 
AVAILABLE AS: | In-house Training |
 
In-house Training
 
TESTER Integrating & Using
Stress Testing for Risk & Capital Management

24 April 2008
 
AVAILABLE AS: | Workshop |
 
Workshop
 
Integrating & Using
Stress Testing for Risk & Capital Management

24 April 2008
 
AVAILABLE AS: | Workshop |
 
Workshop
 
Workshop on
Applying Principles-Based Regulation

23 September 2008 - Dexter House - Central London
 
AVAILABLE AS: | Workshop |
 
Workshop
 
Best Practice Approaches to
Investment Trust Company Regulation

18 September 2008
 
AVAILABLE AS: | Conference |
 
Conference
 
Refining & Auditing the
Fact Find Process

17th September 2008 - Kingsway Hall Hotel
 
AVAILABLE AS: | Workshop |
 
Workshop
 
Cost Effectively Managing the Regulatory, Administrative & Sales Challenges of
Suitability Reports

18th September 2008 - Kingsway Hall Hotel
 
AVAILABLE AS: | Workshop |
 
Workshop
 
A Practical Guide to
The New Anti-Money Laundering Regime
under the 3rd AML Directive & AML Regulations 2007
16 September 2008 + 18 November 2008 + 27 January 2009 - Dexter House - Central London
 
AVAILABLE AS: | Workshop |
 
Workshop
 
A Practical Guide to
The New Anti-Money Laundering Regime
under the 3rd AML Directive and AML Regulations 2007
16 September 2008 + 18 November 2008 - Central London
 
AVAILABLE AS: | Workshop |
 
Workshop
 
A Practical Guide to
The New Anti-Money Laundering Regime
under the 3rd AML Directive & AML Regulations 2007
27 January 2009 - The Hatton - London
 
AVAILABLE AS: | Workshop |
 
Workshop
 
Improving
Security Awareness & Access Management

18th June 2008
 
AVAILABLE AS: | Workshop |
 
Workshop
 
Employment Screening:
Building An Effective Policy

18 June 2008 • The Hatton 51-53 Hat