Infoline - Related Products

A Practical Introduction to
Derivatives Pricing

8th December 2009 • The Hatton• London

AVAILABLE AS: | Workshop |

A Practical Introduction to
Derivatives Pricing

13 May 2008 • The Hatton 51-53 Hatton Garden • London

AVAILABLE AS: | Event Documentation |

A Practical Introduction to
Derivatives Pricing

13 May 2008 • The Hatton 51-53 Hatton Garden • London

AVAILABLE AS: | In-house Training |

A Practical Introduction to
Derivative Risk Control

9th December 2009 • The Hatton• London

AVAILABLE AS: | Workshop |

Best Practice & Added Value Developments in
Collateral & Margin Management for Fund Management

14 May 2008 • The Hatton 51-53 Hatton Garden • London

AVAILABLE AS: | Conference |

Case Studies in Measuring, Managing & Integrating
Operational Risk for Investment Firms
Regulatory Insights, Strategic Best Practice & Technical Advances
25 June 2008 • The Hatton • 51-53 Hatton Gardens • London

AVAILABLE AS: | Conference |

Case Studies in Measuring, Managing & Integrating
Operational Risk for Investment Firms
Regulatory Insights, Strategic Best Practice & Technical Advances
25 June 2008 • The Hatton • 51-53 Hatton Gardens • London

AVAILABLE AS: | Event Documentation |

Effectively Integrating
Operational Risk Frameworks into Business As Usual
within Investment Firms
26 June 2008 • The Hatton • 51-53 Hatton Gardens • London

AVAILABLE AS: | Workshop |

Best Practice Approaches to
Financial Promotion
under Principles-Based Regulation
25 June 2008 • The Hatton 51-53 Hatton Garden • London

AVAILABLE AS: | Conference |

De-Mystifying
Swaps

AVAILABLE AS: | In-house Training |

Practical Guidance on
Managing Client Money
For Personal Investment & Investment Management Firms
28 November 2008 ● The Hatton • London (EITHER Morning OR Afternoon)

AVAILABLE AS: | Workshop |

A Practical Introduction to
SIPP Administration

23 & 24 September 2008 - Jurys Inn• Great Russell St

AVAILABLE AS: | Workshop |

Examining the Latest
Developments in Personal Pensions
Trends - Challenges - Innovations
23 September 2008 - Central London

AVAILABLE AS: | Conference |

Examining the Latest
Developments in Workplace Pensions
Preparing for the Impact of Personal Accounts
30 October 2008 - The Hatton - London

AVAILABLE AS: | Conference |

Ensuring & Demonstrating
Compliance Post-MiFID

30th September 2008 - Melia White House

AVAILABLE AS: | Conference |

Ensuring & Demonstrating
Compliance Post-MiFID

30th September 2008

AVAILABLE AS: | Conference |

Understanding the Fundamentals of
COBS
for Retail Firms
14 October 2008 - The Hatton - London

AVAILABLE AS: | Workshop |

Best Practice Approaches to
Private Equity Regulation & Compliance

28 October 2008 - The Hatton

AVAILABLE AS: | Conference |

Resolving the Challenges of
Private Equity Tax Planning & Operations

30 October 2008 - The Hatton

AVAILABLE AS: | Conference |

Technical Approaches to
Private Equity Accounting & Reporting

29 October 2008 - The Hatton

AVAILABLE AS: | Workshop |

Understanding the Fundamentals of
Financial Promotions under COBS

21st October 2008 - The Hatton - London

AVAILABLE AS: | Workshop |

A Practical Guide to
Derivative Fund Risk Measurement

16 October 2008 - Central London

AVAILABLE AS: | Workshop |

Applying the Latest Advances in
Proposition Development
for Investment Products
12 November 2008 - The Hatton - London

AVAILABLE AS: | Workshop |

Marketing Investment Funds
in the Changing Regulatory Environment
Morning of 11 November 2008 - Central London

AVAILABLE AS: | Workshop |

Meeting the Compliance & Communication Challenges of
Finanancial Promotion & Investment Product Disclosure

Afternoon of 11 November 2008 - Central London

AVAILABLE AS: | Workshop |

A Techical Update on
Regulatory Reporting for Private Equity Firms

Morning of 20 November 2008 - The Hatton London

AVAILABLE AS: | Workshop |

A Concise Technical Update on
Regulatory Reporting for Institutional Investment & Hedge Fund Managers

19 November 2008 - Central London

AVAILABLE AS: | Workshop |

Meeting Regulatory & Business Objectives for
Private Equity Risk Management

Afternoon of 20 November 2008 - The Hatton London

AVAILABLE AS: | Workshop |

Refining Your Approaches to the
Capital Requirements Directive (CRD) for Investment Firms

26 November 2008 - Hilton London Olympia Hotel - London

AVAILABLE AS: | Conference |

Embedding & Integrating
ICAAP into Business & Risk Management Frameworks
within Investment Firms
27 November 2008 - Hilton London Olympia - London

AVAILABLE AS: | Workshop |

Examining the Fundamentals of
Authorised Fund Taxation

12 February - The Hatton - London

AVAILABLE AS: | Workshop |

A Practical Introduction to
Investment Trust Taxation

11 February - The Hatton - London

AVAILABLE AS: | Workshop |

A Practical Introduction to
New SYSC
and the Extension of the Common Platform
21 Janurary 2010 - The Hatton - London

AVAILABLE AS: | Workshop |

Managing the Risks of International
Sanction Breaches
for Financial Insitutions
18 March 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

AML Best Practice
for Wealth Management Firms
22 & 23 April 2009 - The Hatton - Central London

AVAILABLE AS: | Workshop |

Successfully Developing & Delivering
Retail Structured Products
in the Evolving UK Market
24 March 2009 - The Hatton - Central London

AVAILABLE AS: | Conference |

A Technical & Regulatory Update on
Authorised Fund Accounting & Pricing
The 4th Annual Conference
29 April 2009 - The Hatton - London

AVAILABLE AS: | Conference |

A Practical Update on the NEW
UK Offshore Fund Regime

30 April 2009 - Grant Thornton Offices - London

AVAILABLE AS: | Workshop |

The Fundamentals of
Private Equity Accounting & Reporting

20 May 2009 - Rembrandt Hotel - London

AVAILABLE AS: | Workshop |

A Practical Update on
Private Equity Operations
Regulation - Accounting - Taxation
21 May 2009 • The Hatton • London

AVAILABLE AS: | Conference |

De-Mystifying
Contracts for Difference
(CfDs)
13 May 2009 - Prospero House - London EC1

AVAILABLE AS: | Workshop |

Effectively Managing & Monitoring
Trading Controls & Compliance

Morning of the 20th May 2009 - Central London

AVAILABLE AS: | Conference |

A Practical Approach to
Monitoring Best Execution

Afternoon of 20th May - Central London

AVAILABLE AS: | Workshop |

Developing Approaches to
Stress Testing & Scenario Analysis for Investment Firms

4 June 2009 • The Hatton • London

AVAILABLE AS: | Conference |

Refining Your Approach to
Basel Pillar 2 for Investment Firms

3 June 2009 • The Hatton • London

AVAILABLE AS: | Conference |

A Practical Industry Update on
Regulatory Reporting for Investment Firms

3 December 2009 • The Hatton • London

AVAILABLE AS: | Workshop |

Managing Client Money
Under the FSA
Morning of 1st December 2009

AVAILABLE AS: | Workshop |

Developing Effective Approaches to
Managing Counterparty Risk

28 October 2009 - The Hatton - London

AVAILABLE AS: | Conference |

Counterparty Risk Tools & Techniques
A Practical Guide
29 October 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

Combating
Financial Crime
In an Economic Downturn
12 November 2009 - Central London

AVAILABLE AS: | Workshop |

The 2nd Annual Conference
UCITS Risk Management
Responding to Market Volatility & Regulatory Developments
11 November 2009 • The Hatton• London

AVAILABLE AS: | Conference |

Developing the Regulatory & Business Value of
Risk Management Processes under UCITS

12 November 2009 • The Hatton• London

AVAILABLE AS: | Workshop |

Practical & Technical Guidance on
Pensions Accounting
Applying FRS 17, IAS19 & Latest Industry Proposals
10 November 2009

AVAILABLE AS: | Workshop |

A Concise Practical Update on
Investment Trust Regulation

25 November 2009 - Kingsway Hall Hotel - London

AVAILABLE AS: | Conference |

Responding to Developments in
Investment Trust Accounting & Taxation

26 November 2009 - Kingsway Hall Hotel - London

AVAILABLE AS: | Conference |

An Introduction to
COLL
A Practical Guide to FSA Requirements for Collective Investment Schemes
24&25 November 2009

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Best Practice Approaches to
Custody & Securities Services
Under the FSA's CASS Sourcebook
26 November 2009

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The 4th Annual Conference:
Capital Requiremements Directive (CRD) for Investment Firms

8 December 2009 - Crowne Plaza Kensington - Central London

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Maximising Returns from Integrating the
ICAAP into Risk Management & Capital Planning
for Investment Firms
9 December 2009 - Crowne Plaza Kensington - Central London

AVAILABLE AS: | Workshop |

The 5th Annual Conference on
Collective Investment Scheme Taxation
Examining Recent & Forthcoming Developments
11 February 2010 - The Hatton - London

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The 2010 Practitioner's Forum on
Hedge Funds Regulation, Reporting and Controls
Restructuring the Business of Hedge Fund Management
26th February 2010

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Pre-conference interactive workshop
Designing & Managing a Profitable Prime Brokerage Agreement
The A-Z guide as to what constitutes an effective prime brokerage agreement
25th February 2010

AVAILABLE AS: | Workshop |

A Technical and Regulatory Update on
Authorised Fund Accounting & Pricing

31/Mar/2010 - The Hatton - London

AVAILABLE AS: | Conference |

A Practical Introduction to
Authorised Fund Accounting & Pricing

29 & 30 March - The Hatton - London

AVAILABLE AS: | Workshop |

An Introduction to
COLL
A Practical Guide to FSA Requirements for Collective Investment Schemes
9 & 10 June 2010 - Central London

AVAILABLE AS: | Workshop |

Managing
Client Money
Under the FSA
26 May 2010 (Either Morning or Afternoon) Central London

AVAILABLE AS: | Workshop |

Responding to Developments in
Private Equity Regulation & Compliance

25 May 2010 • Dexter House• London

AVAILABLE AS: | Conference |

Technical Guidance on Best Practice
Private Equity Accounting & Reporting

26 May 2010 • Dexter House• London

AVAILABLE AS: | Workshop |

Addressing the Evolving Challenges in
Private Equity Tax Planning & Operations

27 May 2010 • Dexter House• London

AVAILABLE AS: | Conference |

The Fundamentals of Private Equity Accounting & Reporting

24 May 2010 • The Hatton• London

AVAILABLE AS: | Workshop |

A Practical Introduction to
Compliance Monitoring
in an Outcomes-Based Regulatory Environment
14 & 15 July 2009 • The Hatton• 51-53 Hatton Gardens

AVAILABLE AS: | Workshop |

Preparing & Conducting Effective
Compliance Monitoring Visits

26 January 2009 • The Hatton • London

AVAILABLE AS: | Workshop |

Approved Persons
Meeting the FSA's New Requirements & Standards
9 July 2009 •The Hatton 51-53 Hatton Garden • London

AVAILABLE AS: | Workshop |

Best Practice & Added Value Developments in
Collateral & Margin Management for Fund Management

14 May 2008 • The Hatton 51-53 Hatton Garden • London

AVAILABLE AS: | Conference |

Best Practice Approaches to
Financial Promotion
under Principles-Based Regulation
25 June 2008 • The Hatton 51-53 Hatton Garden • London

AVAILABLE AS: | Conference |

A one-of-a-kind guidebook on
How to Comply with the Approved Persons Regime
A practical resource for all FSA regulated firms

AVAILABLE AS: | Publication |

A clear, practical guide on
Effectively Managing Regulatory Risk in Material Outsourcing
for Financial Institutions

AVAILABLE AS: | Publication |

Industry Approaches to
Treating Customers Fairly
A good practice guide for retail financial services organisations

AVAILABLE AS: | Publication |

A Practical Guide to
ICOB
The FSA's Sourcebook for Insurance Conduct of Business

AVAILABLE AS: | Publication |

Meeting the FSA's Expectations of
Approved Persons
Specifically for Executives currently or about to undertake a Signficiant Influence Function

AVAILABLE AS: | In-house Training |

De-Mystifying
Swaps

AVAILABLE AS: | In-house Training |

Managing the Cultural & Strategic Challenges of
TCF for HR

AVAILABLE AS: | Event Documentation |

Effectively Producing and Using
MI for TCF

1 July 2008 • Jurys Inn Great Russell Street

AVAILABLE AS: | Conference |

Workshop
Measuring Your TCF Performance
2 July 2008 (sold out) or 16 July 2008, Central London
2nd July (Fully Booked) or 16th July• The Hatton• London

AVAILABLE AS: | Workshop |

A Practical Introduction to
Managing the Risks of Outsourcing In Financial Services

AVAILABLE AS: | In-house Training |

New Outsourcing Agreements:
Getting It Right from the Start

AVAILABLE AS: | In-house Training |

New Outsourcing Agreements:
Getting It Right from the Start

AVAILABLE AS: | Event Documentation |

Successfully Exiting
Outsourcing Arrangements
(an introductory course)
Afternoon 20 November 2008 • The Hatton • Central London

AVAILABLE AS: | Workshop |

Successfully Exiting
Outsourcing Arrangements

AVAILABLE AS: | In-house Training |

TESTER Integrating & Using
Stress Testing for Risk & Capital Management

24 April 2008

AVAILABLE AS: | Workshop |

Integrating & Using
Stress Testing for Risk & Capital Management

24 April 2008

AVAILABLE AS: | Workshop |

Workshop on
Applying Principles-Based Regulation

23 September 2008 - Dexter House - Central London

AVAILABLE AS: | Workshop |

Refining & Auditing the
Fact Find Process

17th September 2008 - Kingsway Hall Hotel

AVAILABLE AS: | Workshop |

Cost Effectively Managing the Regulatory, Administrative & Sales Challenges of
Suitability Reports

18th September 2008 - Kingsway Hall Hotel

AVAILABLE AS: | Workshop |

A Practical Guide to
The New Anti-Money Laundering Regime
under the 3rd AML Directive & AML Regulations 2007
16 September 2008 + 18 November 2008 + 27 January 2009 - Dexter House - Central London

AVAILABLE AS: | Workshop |

A Practical Guide to
The New Anti-Money Laundering Regime
under the 3rd AML Directive and AML Regulations 2007
16 September 2008 + 18 November 2008 - Central London

AVAILABLE AS: | Workshop |

A Practical Guide to
The New Anti-Money Laundering Regime
under the 3rd AML Directive & AML Regulations 2007
27 January 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

Improving
Security Awareness & Access Management

18th June 2008

AVAILABLE AS: | Workshop |

Employment Screening:
Building An Effective Policy

18 June 2008 • The Hatton 51-53 Hatton Garden • London

AVAILABLE AS: | Workshop |

Ensuring & Demonstrating
Compliance Post-MiFID

30th September 2008 - Melia White House

AVAILABLE AS: | Conference |

Ensuring & Demonstrating
Compliance Post-MiFID

30th September 2008

AVAILABLE AS: | Conference |

Managing the Regulatory, Technical & Service Challenges of
SIPP Operation

30 September 2008 - The Hatton

AVAILABLE AS: | Conference |

AML Best Practice
for Wealth Management Firms
7 & 8 October 2008 - Crowne Plaza London City

AVAILABLE AS: | Workshop |

Understanding the Fundamentals of
COBS
for Retail Firms
14 October 2008 - The Hatton - London

AVAILABLE AS: | Workshop |

Best Practice Approaches to
Private Equity Regulation & Compliance

28 October 2008 - The Hatton

AVAILABLE AS: | Conference |

Understanding the Fundamentals of
Financial Promotions under COBS

21st October 2008 - The Hatton - London

AVAILABLE AS: | Workshop |

Understanding
ICOBS Fundamentals
under the New FSA Regime
11 November 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

Marketing Investment Funds
in the Changing Regulatory Environment
Morning of 11 November 2008 - Central London

AVAILABLE AS: | Workshop |

Meeting the Compliance & Communication Challenges of
Finanancial Promotion & Investment Product Disclosure

Afternoon of 11 November 2008 - Central London

AVAILABLE AS: | Workshop |

Compliance World

9 & 10 December 2008• London

AVAILABLE AS: | Conference |

Meeting FSA Expectations for
Embedding TCF

25 November 2008 - The Hatton - London

AVAILABLE AS: | Workshop |

Creating & Maintaining a
TCF Culture

18 March 2009- The Hatton - London

AVAILABLE AS: | Workshop |

Effectively Preparing for
FSA Visits on TCF

17 March 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

A Practical Guide to
The New Anti-Money Laundering Regime
In-House Training

AVAILABLE AS: | In-house Training |

Financial Services
Complaints Management Forum
2009
11 February 2009 - Jolly St Ermins Hotel - London

AVAILABLE AS: | Conference |

Making the Most Effective Use of
Complaints Root Cause Analysis

10 February 2009 - Jolly St Ermins - London

AVAILABLE AS: | Workshop |

Best Practice Approaches to
Compliance Monitoring for Retail Firms
in a Changing Environment
24 February 2009 - The Hatton - London

AVAILABLE AS: | Conference |

A Practical Introduction to
New SYSC
and the Extension of the Common Platform
21 Janurary 2010 - The Hatton - London

AVAILABLE AS: | Workshop |

Managing the Risks of International
Sanction Breaches
for Financial Insitutions
18 March 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

AML Best Practice
for Wealth Management Firms
22 & 23 April 2009 - The Hatton - Central London

AVAILABLE AS: | Workshop |

De-Mystifying
Retail Structured Products

25 & 26 March 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

Identifying & Managing
Regulatory & Operational Risks in Outsourcing

25 March 2009 - The Hatton - Central London

AVAILABLE AS: | Conference |

Structuring Effective
Outsourcing Agreements & SLAs

Morning of 26 March 2009 - The Hatton - Central London

AVAILABLE AS: | Workshop |

Addressing
Value for Money Provisions
in Outsourcing Agreements
Afternoon of 26 March 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

Understanding the Fundamentals of
COBS
for Retail Firms
21 April 2009 - The Hatton - Central London

AVAILABLE AS: | Workshop |

Introduction to
Financial Promotions
under COBS
22 April 2009 - The Hatton - Central London

AVAILABLE AS: | Workshop |

Refining & Auditing the
Fact Find Process

28 April 2009 - The Hatton - Central London

AVAILABLE AS: | Workshop |

Cost Effectively Managing the Regulatory, Administrative & Sales Challenges of
Suitability Reports

29 April 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

Effectively Managing General Insurance
Call Centre Compliance

13 October 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

A Practical INTRODUCTION to
Managing the Risks of Outsourcing
in Financial Services
25 June 2009 - The Hatton - Central London

AVAILABLE AS: | Workshop |

Successfully
Exiting Outsourcing Arrangements

Afternoon of 26 June 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

New Outsourcing Agreements
Getting It Right from the Start
Morning of 26 June 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

Effectively Managing & Monitoring
Trading Controls & Compliance

Morning of the 20th May 2009 - Central London

AVAILABLE AS: | Conference |

A Practical Approach to
Monitoring Best Execution

Afternoon of 20th May - Central London

AVAILABLE AS: | Workshop |

Effectively Managing
Protection Complaints
in Life & General Insurance
21 May 2009 - Central London

AVAILABLE AS: | Workshop |

Managing
Ethics in Financial Services

8 July 2009 - Dexter House• London EC3

AVAILABLE AS: | Workshop |

Preparing for the FSA's New
Conduct of Business Regulation for Retail Banking
Managing Compliance with BCOB and the PSD
2 July 2009 - The Hatton• London

AVAILABLE AS: | Conference |

Effectively
Demonstrating TCF Outcomes
As Part of Your ARROW Visit
30 June 2009 - The Hatton - London

AVAILABLE AS: | Conference |

Financial Promotion in Practice
Applying Fair, Clear & Not Misleading Requirements
1 July 2009 - Central London

AVAILABLE AS: | Workshop |

Introduction to
FSA Regulation & Compliance

21 & 22 July 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

The Third Annual Conference
Compliance World 2009
The Financial Regulatory & Compliance Officers' Networking & Information Exchange Event
16 & 17 September 2009• Kensington Close Hotel• London

AVAILABLE AS: | Conference |

EUROPEAN FORUM
Managing the Risks of Outsourcing
In Financial Services
29 September 2009 - Zurich• Switzerland

AVAILABLE AS: | Conference |

Structuring Effective
Ousourcing Agreements & SLAs
In Financial Services
30 September 2009 - Zurich• Switzerland

AVAILABLE AS: | Workshop |

Managing the Risks of International
Sanction Breaches
for Financial Services
11 November 2009 - Prospero House - London

AVAILABLE AS: | Workshop |

Combating
Financial Crime
In an Economic Downturn
12 November 2009 - Central London

AVAILABLE AS: | Workshop |

Introduction to
FSA Regulation & Compliance

9 & 10 December 2009 - Prospero House - London

AVAILABLE AS: | Workshop |

Preparing & Conducting Effective
Compliance Monitoring Visits

15 December 2009 - The Hatton - London

AVAILABLE AS: | Workshop |

A Concise Practical Update on
Investment Trust Regulation

25 November 2009 - Kingsway Hall Hotel - London

AVAILABLE AS: | Conference |

A Practical Introduction to
Managing the Risks of Outsourcing
In Financial Services
27 January 2010 - The Hatton - London

AVAILABLE AS: | Workshop |

Morning Workshop
New Outsourcing Agreements
Getting It Right From the Start
Morning of 28 January 2010 - The Hatton - London

AVAILABLE AS: | Workshop |

Afternoon workshop
Successfully Exiting Outsourcing Arrangements

Afternoon of 28 January 2010 - The Hatton - London

AVAILABLE AS: | Workshop |

A Practical Introduction to
Compliance Monitoring
in an Outcomes-Focused Regulatory Environment
19 & 20 January 2010 - The Hatton - London

AVAILABLE AS: | Workshop |

An Introduction to
COLL
A Practical Guide to FSA Requirements for Collective Investment Schemes
24&25 November 2009

AVAILABLE AS: | Workshop |

Best Practice Approaches to
Custody & Securities Services
Under the FSA's CASS Sourcebook
26 November 2009

AVAILABLE AS: | Workshop |

Effectively Managing
PPI Complaints

28 January 2010 - The Hatton - London

AVAILABLE AS: | Workshop |

Financial Services
Complaints Management Forum

10 February 2010 - The Hatton - London

AVAILABLE AS: | Conference |

An Introduction to
Complaints Root Cause Analysis
for Financial Services
9 February 2010 - The Hatton - London

AVAILABLE AS: | Workshop |

Identifying & Managing the Risks when
Outsourcing Complaints Handling

Morning of the 11 February 2010 - Central London

AVAILABLE AS: | Workshop |

The 2010 Practitioner's Forum on
Hedge Funds Regulation, Reporting and Controls
Restructuring the Business of Hedge Fund Management
26th February 2010

AVAILABLE AS: | Conference |

Pre-conference interactive workshop
Designing & Managing a Profitable Prime Brokerage Agreement
The A-Z guide as to what constitutes an effective prime brokerage agreement
25th February 2010

AVAILABLE AS: | Workshop |

Best Practice Approaches to
Compliance Monitoring
in a Changing Environment
24 February 2010 - The Hatton - London

AVAILABLE AS: | Conference |

Getting the Most Out of
Training & Competence

25 February 2010

AVAILABLE AS: | Workshop |

Managing the Regulatory & Compliance Challenges of the
‘Living Wills’
Practical Impact of the New UK Regulation
Morning of the 23 February 2010

AVAILABLE AS: | Conference |

Approved Persons
Meeting the FSA's New Requirements & Standards
22 April 2010• The Hatton• Cental London

AVAILABLE AS: | Workshop |

Introduction to
FSA Regulation & Compliance
Including Industry Case Studies & Examples of Good Practice
20&21 April 2010 - The Hatton• Central London

AVAILABLE AS: | Workshop |

The 2010 Practitioners Forum on
Governance, Risk & Compliance in Financial Services
Meeting Regulatory Expectations & Enhancing Internal Controls
18 & 19 May 2010

AVAILABLE AS: | Conference |

Implmenting and Embedding
GRC Frameworks
in Financial Services
20 May 2010 - Central London

AVAILABLE AS: | Workshop |

An Introduction to
COLL
A Practical Guide to FSA Requirements for Collective Investment Schemes
9 & 10 June 2010 - Central London

AVAILABLE AS: | Workshop |

Managing
Client Money
Under the FSA
26 May 2010 (Either Morning or Afternoon) Central London

AVAILABLE AS: | Workshop |

Effectively Managing General Insurance
Call Centre Compliance

19 May 2010 - The Hatton - Central London

AVAILABLE AS: | Workshop |

Effectively Managing General Insurance
Call Centre Performance

20 May 2010 - The Hatton - Central London

AVAILABLE AS: | Workshop |

Understanding
ICOBS Fundamentals
under the New FSA Regime
4 May 2010 - The Hatton - Central London

AVAILABLE AS: | Workshop |

Practical Guidance on Managing
Client Money for Insurance Intermediaries
Under the FSA’s CASS 5 Requiremen
27 May 2010 - Central London

AVAILABLE AS: | Workshop |

Responding to Developments in
Private Equity Regulation & Compliance

25 May 2010 • Dexter House• London

AVAILABLE AS: | Conference |

Understanding the Fundamentals of
COBS
for Retail Firms
6 May 2010 - The Hatton• Central London

AVAILABLE AS: | Workshop |

Understanding the Fundamentals of
Financial Promotions
in Financial Services
12&13 May 2010 - The Hatton• Central London

AVAILABLE AS: | Workshop |

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